BE RESOURCES INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-09: Reporting owner Godin Edward; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-09: Reporting owner Lufkin Robert; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-09: Reporting owner Tognoni David; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-09: Reporting owner Pereira Jon; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-09 | Godin Edward Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.23 exercise price | 2011-09-13 | |
| 2011-09-09 | Lufkin Robert Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.23 exercise price | 2011-09-13 | |
| 2011-09-09 | Tognoni David Director, Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.23 exercise price | 2011-09-13 | |
| 2011-09-09 | Pereira Jon Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.23 exercise price | 2011-09-13 | |
| 2010-07-02 | Tognoni David Director, Officer (President, CEO, Secretary), 10% Owner | 4 | Common Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.31 exercise price | 2010-07-14 | |
| 2009-10-29 holding as of filing | Godin Edward Director, Officer (Chairman of the Board) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2009-10-29 | ||
| 2009-10-29 holding as of filing | Tognoni David | Great Western Exploration LLC | Nordic Gary Director, Officer (President, CEO, Secretary), 10% Owner | 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2009-10-29 | ||
| 2009-10-29 holding as of filing | Marrelli Carmelo Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2009-10-29 | ||
| 2009-10-29 holding as of filing | Lufkin Robert Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2009-10-29 |