BAZAARVOICE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-04: Reporting owner Collins Stephen R.; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-04: Reporting owner Collins Stephen R.; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-01: Reporting owner Collins Stephen R.; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-01: Reporting owner Nelson Erin C; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-04 | Collins Stephen R. Officer (President; CEO; CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800,000 800,000 owned after | $12.60 exercise price | 2012-11-05 | |
| 2012-11-04 | Collins Stephen R. Officer (President; CEO; CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.60 exercise price | 2012-11-05 | |
| 2012-11-01 | Collins Stephen R. Officer (President; CEO; CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 427,811 owned after | $4.86 exercise price | 2012-11-05 | |
| 2012-11-01 | Nelson Erin C Officer (Chief Marketing Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 371,274 owned after | $4.86 exercise price | 2012-11-05 | |
| 2012-10-17 | Nelson Erin C Officer (Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,554 379,274 owned after | $4.86 exercise price | 2012-10-19 | |
| 2012-10-16 | Nelson Erin C Officer (Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,519 380,828 owned after | $4.86 exercise price | 2012-10-18 | |
| 2012-10-16 | Collins Stephen R. Officer (CFO; Chief Innovation Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 430,311 owned after | $4.86 exercise price | 2012-10-18 | |
| 2012-10-16 | Brunner Heather J. Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,800 433,728 owned after | $2.60 exercise price | 2012-10-18 | |
| 2012-10-16 | Barksdale Bryan C. Officer (General Counsel and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −157 285,997 owned after | $4.86 exercise price | 2012-10-18 | |
| 2012-07-23 | Nelson Erin C Officer (Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,885 411,347 owned after | $4.86 exercise price | 2012-07-23 | |
| 2012-07-23 | Brunner Heather J. Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,011 442,528 owned after | $2.60 exercise price | 2012-07-23 | |
| 2012-07-23 | BENNETT MICHAEL S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,373 103,104 owned after | $4.86 exercise price | 2012-07-23 | |
| 2012-06-12 holding as of filing | Nelson Erin C Officer (Chief Marketing Officer) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2012-06-12 | ||
| 2012-06-10 | Collins Stephen R. Officer (CFO; Chief Innovation Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,124 35,124 owned after | $16.44 exercise price | 2012-06-12 | |
| 2012-06-10 | Brunner Heather J. Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,049 49,049 owned after | $16.44 exercise price | 2012-06-12 | |
| 2012-06-10 | Nelson Erin C Officer (Chief Marketing Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,488 14,488 owned after | $16.44 exercise price | 2012-06-12 | |
| 2012-06-10 | Barksdale Bryan C. Officer (General Counsel and Secretary) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,463 18,463 owned after | $16.44 exercise price | 2012-06-12 | |
| 2012-06-10 | Hurt Brett A. Director, Officer (Founder, CEO and President), 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,707 64,707 owned after | $16.44 exercise price | 2012-06-12 | |
| 2012-05-23 | Robinson Ryan Dee Officer (Chief People Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $15.12 exercise price | 2012-05-29 | |
| 2012-02-29 | Keller Edward B. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 39,404 owned after | $2.60 | 2012-02-29 | |
| 2012-02-23 holding as of filing | MEREDITH THOMAS J Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Hurt Brett A. Director, Officer (Founder, CEO and President), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Brunner Heather J. Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.60 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Brunner Heather J. Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.86 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Barksdale Bryan C. Officer (General Counsel and Secretary) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Collins Stephen R. Officer (CFO; Chief Innovation Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Collins Stephen R. Officer (CFO; Chief Innovation Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.60 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Nelson Erin C Officer (Chief Marketing Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BENNETT MICHAEL S Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Keller Edward B. Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.60 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Keller Edward B. Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.13 exercise price | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Keller Edward B. Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.20 exercise price | 2012-02-23 |