BAZAARVOICE INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows, 54 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-02-29: Reporting owner Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2012-02-29: Reporting owner Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2012-02-29: Reporting owner Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2012-02-29: Reporting owner Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | C Conversion of derivative security | −19,135 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | C Conversion of derivative security | −3,407 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | C Conversion of derivative security | −1,986 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | C Conversion of derivative security | −139,615 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | C Conversion of derivative security | −116,119 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Eastern Advisors Private Equity Fund, LP | C Conversion of derivative security | −11,341 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Eastern Advisors Private Equity Fund QP, LP | C Conversion of derivative security | −18,659 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | C Conversion of derivative security | −149,113 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | C Conversion of derivative security | −17,908 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | C Conversion of derivative security | −10,437 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | C Conversion of derivative security | −817,515 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | C Conversion of derivative security | −610,273 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By EAPE Holdings, LLC | C Conversion of derivative security | −56,635 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Eastern Advisors Capital Group LLC | EAPEQ Holdings, LLC | Eastern Advisors Private Equity Fund QP, LP | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC | EAGP Advisors, LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | BOOTH SCOTT | EA Private Fund GP, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By EAPEQ Holdings, LLC | C Conversion of derivative security | −93,180 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Agrawal Neeraj Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −50,000 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Agrawal Neeraj Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −3,309,306 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Agrawal Neeraj Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −884,615 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | ARAGONA JOSEPH C | DEANGELIS KENNETH P | PACITTI CHRISTOPHER A | AUSTIN VENTURES VIII LP | AV PARTNERS VIII LP | THORNTON JOHN D 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | C Conversion of derivative security | −13,096,110 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | ARAGONA JOSEPH C | DEANGELIS KENNETH P | PACITTI CHRISTOPHER A | AUSTIN VENTURES VIII LP | AV PARTNERS VIII LP | THORNTON JOHN D 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | C Conversion of derivative security | −1,919,691 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | ARAGONA JOSEPH C | DEANGELIS KENNETH P | PACITTI CHRISTOPHER A | AUSTIN VENTURES VIII LP | AV PARTNERS VIII LP | THORNTON JOHN D 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | C Conversion of derivative security | −546,993 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | ARAGONA JOSEPH C | DEANGELIS KENNETH P | PACITTI CHRISTOPHER A | AUSTIN VENTURES VIII LP | AV PARTNERS VIII LP | THORNTON JOHN D 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | C Conversion of derivative security | −576,923 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | FRISBIE RICHARD D | DHALIWAL SUNIL | BROWN MICHAEL MAURICE | Lee Roger H | LAWLER KENNETH P | CROTTY THOMAS J | Battery Ventures VIII lp | TOBIN SCOTT R | Battery Partners VIII, LLC | TABORS R DAVID 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −50,000 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | FRISBIE RICHARD D | DHALIWAL SUNIL | BROWN MICHAEL MAURICE | Lee Roger H | LAWLER KENNETH P | CROTTY THOMAS J | Battery Ventures VIII lp | TOBIN SCOTT R | Battery Partners VIII, LLC | TABORS R DAVID 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −3,309,306 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | FRISBIE RICHARD D | DHALIWAL SUNIL | BROWN MICHAEL MAURICE | Lee Roger H | LAWLER KENNETH P | CROTTY THOMAS J | Battery Ventures VIII lp | TOBIN SCOTT R | Battery Partners VIII, LLC | TABORS R DAVID 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | C Conversion of derivative security | −884,615 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Barksdale Bryan C. Officer (General Counsel and Secretary) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,966 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Barksdale Bryan C. Officer (General Counsel and Secretary) | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −291 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-29 | Barksdale Bryan C. Officer (General Counsel and Secretary) | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −653 0 owned after | no price filed | 2012-02-29 | |
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By EA Private Investments, LLC Liquidating Trust, Eastern Advisors Capital Group, LLC, Trustee | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Eastern Advisors Private Equity Fund, LP | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Eastern Advisors Private Equity Fund QP, LP | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By EA Private Investments, LLC | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By EAPE Holdings, LLC | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | BOOTH SCOTT | Eastern Advisors Capital Group LLC | EA Private Investments, LLC | EA Private Investments, LLC Liquidating Trust | EAPEQ Holdings, LLC | EA Private Fund GP, LP | Eastern Advisors Private Equity Fund QP, LP | EAGP Advisors, LLC | Eastern Advisors Private Equity Fund, LP | EAPE Holdings, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By EAPEQ Holdings, LLC | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Agrawal Neeraj Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Agrawal Neeraj Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Agrawal Neeraj Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Battery Ventures VIII lp | TOBIN SCOTT R | FRISBIE RICHARD D | Lee Roger H | LAWLER KENNETH P | Battery Partners VIII, LLC | BROWN MICHAEL MAURICE | DHALIWAL SUNIL | CROTTY THOMAS J | TABORS R DAVID 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Battery Ventures VIII lp | TOBIN SCOTT R | FRISBIE RICHARD D | Lee Roger H | LAWLER KENNETH P | Battery Partners VIII, LLC | BROWN MICHAEL MAURICE | DHALIWAL SUNIL | CROTTY THOMAS J | TABORS R DAVID 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Battery Ventures VIII lp | TOBIN SCOTT R | FRISBIE RICHARD D | Lee Roger H | LAWLER KENNETH P | Battery Partners VIII, LLC | BROWN MICHAEL MAURICE | DHALIWAL SUNIL | CROTTY THOMAS J | TABORS R DAVID 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Battery Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | DEANGELIS KENNETH P | AV PARTNERS VIII LP | AUSTIN VENTURES VIII LP | PACITTI CHRISTOPHER A | ARAGONA JOSEPH C | THORNTON JOHN D 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | DEANGELIS KENNETH P | AV PARTNERS VIII LP | AUSTIN VENTURES VIII LP | PACITTI CHRISTOPHER A | ARAGONA JOSEPH C | THORNTON JOHN D 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | DEANGELIS KENNETH P | AV PARTNERS VIII LP | AUSTIN VENTURES VIII LP | PACITTI CHRISTOPHER A | ARAGONA JOSEPH C | THORNTON JOHN D 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | DEANGELIS KENNETH P | AV PARTNERS VIII LP | AUSTIN VENTURES VIII LP | PACITTI CHRISTOPHER A | ARAGONA JOSEPH C | THORNTON JOHN D 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Austin Ventures VIII, L.P. | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Barksdale Bryan C. Officer (General Counsel and Secretary) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Barksdale Bryan C. Officer (General Counsel and Secretary) | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2012-02-23 | ||
| 2012-02-23 holding as of filing | Barksdale Bryan C. Officer (General Counsel and Secretary) | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2012-02-23 |