BALQON CORP. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2010-12-17: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-12-14; Total offering amount $5,000,000.
- 2010-08-05: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-07-29; Total offering amount $6,000,000.
- 2010-04-21: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-02-05; Total offering amount $1,500,000.
- 2010-02-17: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-02-05; Total offering amount $1,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2010-12-17 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2010-12-14 | $5,000,000 | $5,000,000 | $0 | 1 |
| 2010-08-05 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-07-29 | $6,000,000 | $525,000 | $5,475,000 | 18 |
| 2010-04-21 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-02-05 | $1,500,000 | $1,500,000 | $0 | 13 |
| 2010-02-17 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-02-05 | $1,500,000 | $175,000 | $1,325,000 | 5 |
| 2009-04-02 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2009-03-25 | $1,500,000 | $50,000 | $1,450,000 | 3 |