BALQON CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-22: Reporting owner Marlin Financial Group, Inc.; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-28: Reporting owner Marlin Financial Group, Inc.; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2008-10-28: Reporting owner Marlin Financial Group, Inc.; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2008-10-28: Reporting owner Marlin Financial Group, Inc.; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-22 | Marlin Financial Group, Inc. 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 268,060 owned after | $1.50 exercise price | 2009-01-23 | |
| 2008-10-28 holding as of filing | Marlin Financial Group, Inc. 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Marlin Financial Group, Inc. 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Marlin Financial Group, Inc. 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Samra Balwinder Director, Officer (President, Chief Executive Off), 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Samra Balwinder Director, Officer (President, Chief Executive Off), 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Samra Balwinder Director, Officer (President, Chief Executive Off), 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SAMRA AMARPAL S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SAMRA AMARPAL S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | SAMRA AMARPAL S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Velasquez Henry Director, Officer (Vice President, Engineering) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Velasquez Henry Director, Officer (Vice President, Engineering) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2008-10-28 | ||
| 2008-10-28 holding as of filing | Velasquez Henry Director, Officer (Vice President, Engineering) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2008-10-28 | ||
| 2008-10-24 | Marlin Financial Group, Inc. 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243,060 243,060 owned after | $1.50 exercise price | 2008-10-31 | |
| 2008-10-24 | Marlin Financial Group, Inc. 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243,060 243,060 owned after | $2.00 exercise price | 2008-10-31 | |
| 2008-10-24 | Marlin Financial Group, Inc. 10% Owner | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243,060 243,060 owned after | $2.50 exercise price | 2008-10-31 | |
| 2008-10-24 | Marlin Financial Group, Inc. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243,060 243,060 owned after | $1.50 exercise price | 2008-10-28 | |
| 2008-10-24 | Marlin Financial Group, Inc. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243,060 243,060 owned after | $2.00 exercise price | 2008-10-28 | |
| 2008-10-24 | Marlin Financial Group, Inc. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243,060 243,060 owned after | $2.50 exercise price | 2008-10-28 | |
| 2008-10-24 | Samra Balwinder Director, Officer (President, Chief Executive Off), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,388,917 1,388,917 owned after | $1.50 exercise price | 2008-10-28 | |
| 2008-10-24 | Samra Balwinder Director, Officer (President, Chief Executive Off), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,388,917 1,388,917 owned after | $2.00 exercise price | 2008-10-28 | |
| 2008-10-24 | Samra Balwinder Director, Officer (President, Chief Executive Off), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,388,917 1,388,917 owned after | $2.50 exercise price | 2008-10-28 | |
| 2008-10-24 | SAMRA AMARPAL S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,169 104,169 owned after | $1.50 exercise price | 2008-10-28 | |
| 2008-10-24 | SAMRA AMARPAL S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,169 104,169 owned after | $2.00 exercise price | 2008-10-28 | |
| 2008-10-24 | SAMRA AMARPAL S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,169 104,169 owned after | $2.50 exercise price | 2008-10-28 | |
| 2008-10-24 | Velasquez Henry Director, Officer (Vice President, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,778 27,778 owned after | $1.50 exercise price | 2008-10-28 | |
| 2008-10-24 | Velasquez Henry Director, Officer (Vice President, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,778 27,778 owned after | $2.00 exercise price | 2008-10-28 | |
| 2008-10-24 | Velasquez Henry Director, Officer (Vice President, Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,778 27,778 owned after | $2.50 exercise price | 2008-10-28 |