B456 SYSTEMS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 120 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-23: Reporting owner JACOBS PAUL E; Form 3; Security Series A-1 Convertible Preferred Stock; Transaction Holding.
- 2009-09-23: Reporting owner JACOBS PAUL E; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2009-09-23: Reporting owner JACOBS PAUL E; Form 3; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2009-09-23: Reporting owner JACOBS PAUL E; Form 3; Security Series D Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-23 holding as of filing | JACOBS PAUL E Director | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By QUALCOMM Incorporated | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | JACOBS PAUL E Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By QUALCOMM Incorporated | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | JACOBS PAUL E Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By QUALCOMM Incorporated | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | JACOBS PAUL E Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By QUALCOMM Incorporated | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | JACOBS PAUL E Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By QUALCOMM Incorporated | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | DESHPANDE GURURAJ Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | GE CAPITAL EQUITY INVESTMENTS INC | GENERAL ELECTRIC CAPITAL CORP | GENERAL ELECTRIC CO | GE CAPITAL CFE INC | GPSF Securities, Inc. | GENERAL ELECTRIC CAPITAL SERVICES INC/CT Other (See Exhibit 99.1) | 10% Owner | Other | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | GE CAPITAL EQUITY INVESTMENTS INC | GENERAL ELECTRIC CAPITAL CORP | GENERAL ELECTRIC CO | GE CAPITAL CFE INC | GPSF Securities, Inc. | GENERAL ELECTRIC CAPITAL SERVICES INC/CT Other (See Exhibit 99.1) | 10% Owner | Other | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | GE CAPITAL EQUITY INVESTMENTS INC | GENERAL ELECTRIC CAPITAL CORP | GENERAL ELECTRIC CO | GE CAPITAL CFE INC | GPSF Securities, Inc. | GENERAL ELECTRIC CAPITAL SERVICES INC/CT Other (See Exhibit 99.1) | 10% Owner | Other | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-09-23 | ||
| 2009-09-23 holding as of filing | GE CAPITAL EQUITY INVESTMENTS INC | GENERAL ELECTRIC CAPITAL CORP | GENERAL ELECTRIC CO | GE CAPITAL CFE INC | GPSF Securities, Inc. | GENERAL ELECTRIC CAPITAL SERVICES INC/CT Other (See Exhibit 99.1) | 10% Owner | Other | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | Other (See Exhibit 99.1) | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-09-23 |