B456 SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-02-08: Reporting owner KOPKOWSKI EDWARD W; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-17: Reporting owner VIEAU DAVID P; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-26: Reporting owner Johnson Richard Ernest; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-20: Reporting owner Golato Louis M; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-02-08 | KOPKOWSKI EDWARD W Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +290,000 290,000 owned after | $2.47 exercise price | 2012-02-10 | |
| 2011-08-17 | VIEAU DAVID P Director, Officer (Chief Executive Office) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $4.21 exercise price | 2011-08-19 | |
| 2011-07-26 | Johnson Richard Ernest Officer (VP, Global Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $5.53 exercise price | 2011-07-28 | |
| 2011-05-20 | Golato Louis M Officer (VP of Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-20 | Pyenson Eric J. Officer (VP and General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-20 | Cole Andrew Officer (VP of HR and Organiz. Develop.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-20 | Taylor Geoffrey Officer (VP, Quality) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-20 | Forcier Jason Officer (VP, Automotive Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 50,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-20 | Riley Jr. Gilbert N Director, Officer (CTO and VP of Res. And Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-20 | Johnson Robert Joseph Officer (VP and GM, Energy Sol'ns Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-20 | PRYSTASH DAVID J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $5.66 exercise price | 2011-05-24 | |
| 2011-05-16 holding as of filing | Pyenson Eric J. Officer (V. P. and General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.15 exercise price | 2011-05-16 | ||
| 2011-05-16 holding as of filing | Pyenson Eric J. Officer (V. P. and General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.71 exercise price | 2011-05-16 | ||
| 2011-05-16 holding as of filing | Pyenson Eric J. Officer (V. P. and General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.11 exercise price | 2011-05-16 | ||
| 2011-02-25 | Johnson Robert Joseph Officer (VP and GM, Energy Sol'ns Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 110,000 owned after | $6.84 exercise price | 2011-02-28 | |
| 2011-01-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 81,000 owned after | $0.21 exercise price | 2011-01-11 | |
| 2010-12-21 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 85,000 owned after | $0.21 exercise price | 2010-12-22 | |
| 2010-12-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 90,000 owned after | $0.21 exercise price | 2010-12-08 | |
| 2010-11-22 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 95,000 owned after | $0.21 exercise price | 2010-11-24 | |
| 2010-11-08 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 100,000 owned after | $0.21 exercise price | 2010-11-09 | |
| 2010-10-21 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 105,000 owned after | $0.21 exercise price | 2010-10-22 | |
| 2010-10-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 110,000 owned after | $0.21 exercise price | 2010-10-08 | |
| 2010-09-21 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 115,000 owned after | $0.21 exercise price | 2010-09-23 | |
| 2010-09-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 120,000 owned after | $0.21 exercise price | 2010-09-08 | |
| 2010-08-23 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 125,000 owned after | $0.21 exercise price | 2010-08-24 | |
| 2010-08-09 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 130,000 owned after | $0.21 exercise price | 2010-08-10 | |
| 2010-08-04 | Taylor Geoffrey Officer (VP, Quality) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.89 exercise price | 2010-08-06 | |
| 2010-07-21 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 135,000 owned after | $0.21 exercise price | 2010-07-23 | |
| 2010-07-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 140,000 owned after | $0.21 exercise price | 2010-07-09 | |
| 2010-06-21 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 145,000 owned after | $0.21 exercise price | 2010-06-22 | |
| 2010-06-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 150,000 owned after | $0.21 exercise price | 2010-06-08 | |
| 2010-05-21 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 155,000 owned after | $0.21 exercise price | 2010-05-24 | |
| 2010-05-18 | VIEAU DAVID P Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,247 73,247 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-18 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,299 29,299 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-18 | Riley Jr. Gilbert N Director, Officer (CTO and VP of Res. and Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,299 29,299 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-18 | Cole Andrew Officer (VP of HR and Organiz. Develop.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,299 29,299 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-18 | Forcier Jason Officer (VP, Automotive Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,299 29,299 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-18 | Golato Louis M Officer (VP of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,299 29,299 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-18 | Johnson Robert Joseph Officer (VP and GM, Energy Sol'ns Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,299 29,299 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-18 | Granara John Officer (Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $10.11 exercise price | 2010-05-20 | |
| 2010-05-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 160,000 owned after | $0.21 exercise price | 2010-05-11 | |
| 2010-04-21 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 165,000 owned after | $0.21 exercise price | 2010-04-22 | |
| 2010-04-20 | Johnson Robert Joseph Officer (VP and GM, Energy Sol'ns Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 130,000 owned after | $6.84 exercise price | 2010-04-22 | |
| 2010-04-13 | Sanders Evan C Officer (VP of Global Sales, Energy S/G) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,654 138,046 owned after | $5.15 exercise price | 2010-04-15 | |
| 2010-04-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 170,000 owned after | $0.21 exercise price | 2010-04-08 | |
| 2010-03-29 | Sanders Evan C Officer (VP of Global Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 148,700 owned after | $5.15 exercise price | 2010-03-31 | |
| 2010-03-29 | Johnson Robert Joseph Officer (VP and GM, Energy Sol'ns Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 160,000 owned after | $6.84 exercise price | 2010-03-31 | |
| 2010-01-07 | RUBINO MIKE Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 80,000 owned after | $0.21 exercise price | 2011-01-10 | |
| 2009-09-23 holding as of filing | Johnson Robert Joseph Officer (VP and GM, Energy Sol'ns Group) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.84 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Johnson Robert Joseph Officer (VP and GM, Energy Sol'ns Group) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | HAROIAN GARY E Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.25 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | HAROIAN GARY E Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Granara John Officer (Controller) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.84 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Granara John Officer (Controller) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $13.28 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Granara John Officer (Controller) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | GOLDSTEIN ARTHUR L Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.14 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | GOLDSTEIN ARTHUR L Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Golato Louis M Officer (VP of Operations) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.73 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Golato Louis M Officer (VP of Operations) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.49 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Golato Louis M Officer (VP of Operations) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Fulop Ric Officer (VP of Bus. Dev. and Marketing) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.21 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Fulop Ric Officer (VP of Bus. Dev. and Marketing) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.21 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Fulop Ric Officer (VP of Bus. Dev. and Marketing) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.49 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Fulop Ric Officer (VP of Bus. Dev. and Marketing) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Riley Jr. Gilbert N Director, Officer (CTO and VP of Res. and Dev.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.21 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Riley Jr. Gilbert N Director, Officer (CTO and VP of Res. and Dev.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.49 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Riley Jr. Gilbert N Director, Officer (CTO and VP of Res. and Dev.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Forcier Jason Officer (VP, Automotive Group) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.00 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | RUBINO MIKE Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.21 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | RUBINO MIKE Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.30 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | RUBINO MIKE Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.49 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | RUBINO MIKE Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Sanders Evan C Officer (VP of Global Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.15 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Sanders Evan C Officer (VP of Global Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | VIEAU DAVID P Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.21 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | VIEAU DAVID P Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.49 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | VIEAU DAVID P Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Cole Andrew Officer (VP of HR and Organiz. Develop.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.11 exercise price | 2009-09-23 | ||
| 2009-09-23 holding as of filing | Cole Andrew Officer (VP of HR and Organiz. Develop.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.71 exercise price | 2009-09-23 |