AV HOMES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-02: Reporting owner Shullaw Steven Gary; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-10-02: Reporting owner Shullaw Steven Gary; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-10-02: Reporting owner Burnett Michael S.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-10-02: Reporting owner Burnett Michael S.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-02 | Shullaw Steven Gary Officer (EVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,631 0 owned after | $3.85 | 2018-10-02 | |
| 2018-10-02 | Shullaw Steven Gary Officer (EVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,329 0 owned after | $4.60 | 2018-10-02 | |
| 2018-10-02 | Burnett Michael S. Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $2.97 | 2018-10-02 | |
| 2018-10-02 | Burnett Michael S. Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,810 0 owned after | $3.85 | 2018-10-02 | |
| 2018-10-02 | Burnett Michael S. Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,994 0 owned after | $4.60 | 2018-10-02 | |
| 2018-10-02 | CREGG ROGER A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −330,036 0 owned after | $4.70 | 2018-10-02 | |
| 2018-10-02 | CREGG ROGER A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,608 0 owned after | $3.85 | 2018-10-02 | |
| 2018-10-02 | CREGG ROGER A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,199 0 owned after | $4.60 | 2018-10-02 | |
| 2018-01-31 | CREGG ROGER A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,199 64,199 owned after | $16.90 exercise price | 2018-02-02 | |
| 2018-01-31 | Burnett Michael S. Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,994 16,994 owned after | $16.90 exercise price | 2018-02-02 | |
| 2018-01-31 | Shullaw Steven Gary Officer (EVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,329 11,329 owned after | $16.90 exercise price | 2018-02-02 | |
| 2017-01-31 | CREGG ROGER A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,608 46,608 owned after | $17.65 exercise price | 2017-02-02 | |
| 2017-01-31 | Burnett Michael S. Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,810 13,810 owned after | $17.65 exercise price | 2017-02-02 | |
| 2017-01-31 | Shullaw Steven Gary Officer (EVP and General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,631 8,631 owned after | $17.65 exercise price | 2017-02-02 | |
| 2013-10-14 | Burnett Michael S. Officer (EVP & Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $18.53 exercise price | 2013-10-17 | |
| 2013-09-26 | Gomez Dave Officer (EVP, GC and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $16.80 exercise price | 2013-09-30 | |
| 2013-09-26 | CREGG ROGER A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +330,036 330,036 owned after | $16.80 exercise price | 2013-09-30 | |
| 2013-09-26 | MULAC JOSEPH CARL III Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $16.80 exercise price | 2013-09-30 | |
| 2008-07-02 | FELS JONATHAN Officer (President Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 66,000 owned after | $25.00 exercise price | 2008-07-03 | |
| 2008-01-08 | LEVY MICHAEL F Officer (EVP & COO, Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 50,000 owned after | $25.00 exercise price | 2008-01-10 | |
| 2007-04-05 | FELS JONATHAN Officer (President Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 16,000 owned after | $25.00 exercise price | 2007-04-09 | |
| 2007-04-03 | LEVY MICHAEL F Officer (EVP & COO, Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $25.00 exercise price | 2007-04-05 | |
| 2007-03-30 | LEVY MICHAEL F Officer (EVP & COO, Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $25.00 exercise price | 2007-04-03 | |
| 2007-03-30 | FELS JONATHAN Officer (President Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,500 20,000 owned after | $25.00 exercise price | 2007-04-03 | |
| 2007-03-27 | FELS JONATHAN Officer (President Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 34,500 owned after | $25.00 exercise price | 2007-03-29 | |
| 2007-03-26 | FELS JONATHAN Officer (President Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 36,000 owned after | $25.00 exercise price | 2007-03-28 | |
| 2007-03-22 | LEVY MICHAEL F Officer (EVP & COO, Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,986 30,000 owned after | $25.00 exercise price | 2007-03-23 | |
| 2007-03-22 | FELS JONATHAN Officer (President Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 36,500 owned after | $25.00 exercise price | 2007-03-23 | |
| 2007-03-21 | LEVY MICHAEL F Officer (EVP & COO, Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,014 36,986 owned after | $25.00 exercise price | 2007-03-23 | |
| 2007-03-21 | FELS JONATHAN Officer (President Avatar Properties) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,700 37,300 owned after | $25.00 exercise price | 2007-03-23 |