AV HOMES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-18: Reporting owner BONDERMAN DAVID | COULTER JAMES G | TPG Advisors VI, Inc.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-06-28: Reporting owner BONDERMAN DAVID | COULTER JAMES G | TPG Advisors VI, Inc.; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-18 | BONDERMAN DAVID | COULTER JAMES G | TPG Advisors VI, Inc. 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Explanation of Responses | C Conversion of derivative security | −665,754 0 owned after | no price filed | 2013-09-19 | |
| 2013-06-28 holding as of filing | BONDERMAN DAVID | COULTER JAMES G | TPG Advisors VI, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Explanation of Responses | Holding | no price filed | 2013-06-28 |