AutoWeb, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-10-17: Federal exemption Rule 506(b); Types of securities offered Contingent right to receive common stock upon achievement of certain market capitalization performance conditions.; Date of first sale 2017-10-05; Total offering amount $4,975,992.
- 2015-10-05: Federal exemption Rule 506(c); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-10-01; Total offering amount $23,500,000.
- 2015-10-05: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-10-01; Total offering amount $23,500,000.
- 2010-09-21: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Contingent Earnout Payments; Date of first sale 2010-09-16; Total offering amount $15,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-10-17 | Rule 506(b) | Contingent right to receive common stock upon achievement of certain market capitalization performance conditions. | 2017-10-05 | $4,975,992 | $4,975,992 | $0 | 1 |
| 2015-10-05 D/A | Rule 506(c) | Equity; OptionToAcquire | 2015-10-01 | $23,500,000 | $23,500,000 | $0 | 9 |
| 2015-10-05 | Rule 506(b) | Equity; OptionToAcquire | 2015-10-01 | $23,500,000 | $23,500,000 | $0 | 9 |
| 2010-09-21 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Contingent Earnout Payments | 2010-09-16 | $15,000,000 | $15,000,000 | $0 | 2 |