Atlas Energy Group, LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-17: Reporting owner COOPERMAN LEON G; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-10-11: Reporting owner COHEN EDWARD E; Form 4; Security Common Units; Transaction Holding.
- 2016-10-11: Reporting owner COHEN EDWARD E; Form 4; Security Common Units; Transaction Holding.
- 2016-10-11: Reporting owner COHEN EDWARD E; Form 4; Security Common Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Charitable Partners, L.P. | S Open market or private sale of non-derivative or derivative security | −61,190 1,215,972 owned after | $1.35 | 2016-11-21 | |
| 2016-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 570,163 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Partnership | Holding | 1,632 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 36,779 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse Trust | Holding | 33,636 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 3,751 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse IRA | Holding | 13,125 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By IRA | Holding | 49,916 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | KOTEK FREDDIE M Officer (Senior Vice President) | 4 | Common Units Non-derivative · Indirect · By Spouse | Holding | 43,325 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | KOTEK FREDDIE M Officer (Senior Vice President) | 4 | Common Units Non-derivative · Indirect · By Children's Trust | Holding | 58,239 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | KOTEK FREDDIE M Officer (Senior Vice President) | 4 | Common Units Non-derivative · Indirect · By Children | Holding | 965 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | KOTEK FREDDIE M Officer (Senior Vice President) | 4 | Common Units Non-derivative · Indirect · By Mother-in-Law | Holding | 3,229 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 570,163 owned after | no price filed | 2016-10-11 | |
| 2016-10-11 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 33,636 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | Herz Daniel C Officer (President) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 458,419 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 478,802 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | KOTEK FREDDIE M Officer (Senior Vice President) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 370,675 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 538,192 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | Slotterback Jeffrey M Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 136,101 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | Washington Lisa Officer (VP, CLO & Secretary) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 149,377 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | Schumacher Mark D Officer (Senior Vice President) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 282,375 owned after | no price filed | 2016-10-11 | |
| 2016-10-06 | Finkbeiner Matthew Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 55,000 owned after | no price filed | 2016-10-11 | |
| 2016-09-20 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +178,400 1,277,162 owned after | $0.85 | 2016-09-21 | |
| 2016-09-20 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −191,800 0 owned after | $0.84 | 2016-09-21 | |
| 2016-09-19 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,098,762 1,098,762 owned after | $0.86 | 2016-09-21 | |
| 2016-09-19 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −567,862 191,800 owned after | $0.86 | 2016-09-21 | |
| 2016-09-19 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −100,000 0 owned after | $0.86 | 2016-09-21 | |
| 2016-03-15 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −222,973 0 owned after | $0.45 | 2016-03-15 | |
| 2016-03-15 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −122,023 0 owned after | $0.45 | 2016-03-15 | |
| 2016-03-15 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | +104,880 0 owned after | $0.45 | 2016-03-15 | |
| 2016-03-15 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct · (m) | Holding | 759,662 owned after | no price filed | 2016-03-15 | |
| 2016-03-15 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 100,000 owned after | no price filed | 2016-03-15 | |
| 2016-03-14 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −50,000 222,973 owned after | $0.51 | 2016-03-15 | |
| 2016-03-14 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −27,222 122,023 owned after | $0.51 | 2016-03-15 | |
| 2016-03-14 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −23,600 104,880 owned after | $0.51 | 2016-03-15 | |
| 2016-03-11 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −79,100 272,973 owned after | $0.52 | 2016-03-15 | |
| 2016-03-11 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −43,200 149,245 owned after | $0.52 | 2016-03-15 | |
| 2016-03-11 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −37,241 128,480 owned after | $0.52 | 2016-03-15 | |
| 2016-03-10 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −44,600 352,073 owned after | $0.51 | 2016-03-15 | |
| 2016-03-10 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −24,400 192,445 owned after | $0.51 | 2016-03-15 | |
| 2016-03-10 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −20,900 165,721 owned after | $0.51 | 2016-03-15 | |
| 2016-03-09 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −76,100 396,673 owned after | $0.53 | 2016-03-15 | |
| 2016-03-09 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −41,600 216,845 owned after | $0.53 | 2016-03-15 | |
| 2016-03-09 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −35,800 186,621 owned after | $0.53 | 2016-03-15 | |
| 2016-03-08 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −120,300 472,773 owned after | $0.53 | 2016-03-08 | |
| 2016-03-08 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −65,700 258,445 owned after | $0.53 | 2016-03-08 | |
| 2016-03-08 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −56,800 222,421 owned after | $0.53 | 2016-03-08 | |
| 2016-03-08 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct · (m) | Holding | 759,662 owned after | no price filed | 2016-03-08 | |
| 2016-03-08 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 100,000 owned after | no price filed | 2016-03-08 | |
| 2016-03-07 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −167,040 593,073 owned after | $0.60 | 2016-03-08 | |
| 2016-03-07 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −91,500 324,145 owned after | $0.60 | 2016-03-08 | |
| 2016-03-07 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −78,700 279,221 owned after | $0.60 | 2016-03-08 | |
| 2016-03-07 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Overseas Partners | S Open market or private sale of non-derivative or derivative security | −40,860 0 owned after | $0.60 | 2016-03-08 | |
| 2016-03-04 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −99,272 760,113 owned after | $0.50 | 2016-03-08 | |
| 2016-03-04 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −53,400 415,645 owned after | $0.50 | 2016-03-08 | |
| 2016-03-04 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −46,700 357,921 owned after | $0.50 | 2016-03-08 | |
| 2016-03-04 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 40,860 owned after | no price filed | 2016-03-04 | |
| 2016-03-04 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct · (m) | Holding | 759,662 owned after | no price filed | 2016-03-04 | |
| 2016-03-04 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 100,000 owned after | no price filed | 2016-03-04 | |
| 2016-03-03 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −73,400 859,385 owned after | $0.44 | 2016-03-04 | |
| 2016-03-03 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −40,400 469,045 owned after | $0.44 | 2016-03-04 | |
| 2016-03-03 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −34,600 404,621 owned after | $0.44 | 2016-03-04 | |
| 2016-03-02 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −43,500 932,785 owned after | $0.40 | 2016-03-04 | |
| 2016-03-02 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −23,286 509,445 owned after | $0.40 | 2016-03-04 | |
| 2016-03-02 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −20,500 439,221 owned after | $0.40 | 2016-03-04 | |
| 2016-03-01 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −63,486 976,285 owned after | $0.41 | 2016-03-01 | |
| 2016-03-01 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −33,600 532,731 owned after | $0.41 | 2016-03-01 | |
| 2016-03-01 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −29,500 459,721 owned after | $0.41 | 2016-03-01 | |
| 2016-03-01 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 40,860 owned after | no price filed | 2016-03-01 | |
| 2016-03-01 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct · (m) | Holding | 759,662 owned after | no price filed | 2016-03-01 | |
| 2016-03-01 holding as of filing | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 100,000 owned after | no price filed | 2016-03-01 | |
| 2016-02-29 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −69,800 1,039,531 owned after | $0.45 | 2016-03-01 | |
| 2016-02-29 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Equity Investors | S Open market or private sale of non-derivative or derivative security | −22,000 562,231 owned after | $0.45 | 2016-03-01 | |
| 2016-02-29 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −32,900 489,221 owned after | $0.45 | 2016-03-01 | |
| 2016-02-26 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Partners | S Open market or private sale of non-derivative or derivative security | −63,846 1,109,331 owned after | $0.53 | 2016-03-01 | |
| 2016-02-26 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Indirect · Omega Capital Investors | S Open market or private sale of non-derivative or derivative security | −17,900 522,121 owned after | $0.53 | 2016-03-01 | |
| 2016-01-28 | Warren Ellen Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | no price filed | 2016-02-01 | |
| 2016-01-28 | Kupfer Jeffrey F Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | no price filed | 2016-02-01 | |
| 2016-01-28 | Craig Dolly Ann Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | no price filed | 2016-02-01 | |
| 2016-01-28 | Jones Walter C Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | no price filed | 2016-02-01 | |
| 2016-01-28 | HOLTZ DENNIS A ESQ Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | no price filed | 2016-02-01 | |
| 2016-01-28 | BIDERMAN MARK C Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | no price filed | 2016-02-01 | |
| 2016-01-02 | Warren Ellen Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 6,645 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Warren Ellen Director | 4 | Phantom Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,871 8,614 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Kupfer Jeffrey F Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 6,084 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Kupfer Jeffrey F Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 8,614 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Jones Walter C Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 3,194 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Jones Walter C Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 8,614 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | HOLTZ DENNIS A ESQ Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 11,251 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | HOLTZ DENNIS A ESQ Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 8,614 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Craig Dolly Ann Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 5,070 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | Craig Dolly Ann Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 8,614 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | BIDERMAN MARK C Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 13,857 owned after | no price filed | 2016-01-05 | |
| 2016-01-02 | BIDERMAN MARK C Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 8,614 owned after | no price filed | 2016-01-05 |