Atlas Energy Group, LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-26: Reporting owner COOPERMAN LEON G; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2018-11-23: Reporting owner COOPERMAN LEON G; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2018-10-21: Reporting owner Finkbeiner Matthew; Form 4; Security Common Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-10-11: Reporting owner COHEN EDWARD E; Form 4; Security Common Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-26 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −472,080 2,373,638 owned after | $0.02 | 2018-11-27 | |
| 2018-11-23 | COOPERMAN LEON G 10% Owner | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −110,000 2,845,718 owned after | $0.02 | 2018-11-27 | |
| 2018-10-21 | Finkbeiner Matthew Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,100 18,550 owned after | no price filed | 2018-10-23 | |
| 2018-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Partnership | Holding | 863,102 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 1,372,366 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 36,779 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse Trust | Holding | 33,636 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 3,751 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse IRA | Holding | 13,125 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By IRA | Holding | 28,802 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 1,372,366 owned after | no price filed | 2018-10-11 | |
| 2018-10-11 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 33,636 owned after | no price filed | 2018-10-11 | |
| 2018-10-06 | Herz Daniel C Officer (President) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,000 253,747 owned after | no price filed | 2018-10-11 | |
| 2018-10-06 | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,000 69,250 owned after | no price filed | 2018-10-11 | |
| 2018-10-06 | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,000 968,995 owned after | no price filed | 2018-10-11 | |
| 2018-10-06 | Slotterback Jeffrey M Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,000 35,101 owned after | no price filed | 2018-10-11 | |
| 2018-10-06 | Finkbeiner Matthew Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,200 23,650 owned after | no price filed | 2018-10-11 | |
| 2018-06-14 | Finkbeiner Matthew Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,950 50,050 owned after | $0.05 | 2018-06-18 | |
| 2018-06-08 | Washington Lisa Officer (VP, CLO & Secretary) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,800 54,627 owned after | $0.00 | 2018-06-08 | |
| 2018-06-08 | Slotterback Jeffrey M Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,900 68,101 owned after | $0.00 | 2018-06-08 | |
| 2018-06-08 | Herz Daniel C Officer (President) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 319,747 owned after | $0.00 | 2018-06-08 | |
| 2018-06-08 | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 1,034,995 owned after | $0.00 | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 1,372,366 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 33,636 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 135,250 owned after | $0.00 | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Partnership | Holding | 863,102 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 1,372,366 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 36,779 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse Trust | Holding | 33,636 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 3,751 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse IRA | Holding | 13,125 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By IRA | Holding | 28,802 owned after | no price filed | 2018-06-08 | |
| 2018-03-02 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 1,372,366 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 33,636 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Partnership | Holding | 863,102 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Foundation | Holding | 1,372,366 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Trust | Holding | 36,779 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse Trust | Holding | 33,636 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 3,751 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By Spouse IRA | Holding | 13,125 owned after | no price filed | 2018-03-02 | |
| 2018-03-02 holding as of filing | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Indirect · By IRA | Holding | 28,802 owned after | no price filed | 2018-03-02 | |
| 2018-02-28 | Schumacher Mark D Officer (Senior Vice President) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −148,500 133,875 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Slotterback Jeffrey M Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,100 80,001 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Washington Lisa Officer (VP, CLO & Secretary) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,950 78,427 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Herz Daniel C Officer (President) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −231,000 404,747 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | COHEN JONATHAN Z Director, Officer (Executive Chairman) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −231,000 1,119,995 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | COHEN EDWARD E Director, Officer (CEO) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −231,000 220,250 owned after | $0.00 | 2018-03-02 | |
| 2018-01-02 | Craig Dolly Ann Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 10,812 owned after | no price filed | 2018-01-03 | |
| 2018-01-02 | Craig Dolly Ann Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,871 7,941 owned after | $0.04 | 2018-01-03 | |
| 2018-01-02 | Craig Dolly Ann Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 2,872 owned after | no price filed | 2018-01-03 | |
| 2018-01-02 | HOLTZ DENNIS A ESQ Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 16,993 owned after | no price filed | 2018-01-03 | |
| 2018-01-02 | HOLTZ DENNIS A ESQ Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,871 14,122 owned after | $0.04 | 2018-01-03 | |
| 2018-01-02 | HOLTZ DENNIS A ESQ Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 2,872 owned after | no price filed | 2018-01-03 | |
| 2018-01-02 | Warren Ellen Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 12,387 owned after | no price filed | 2018-01-03 | |
| 2018-01-02 | Warren Ellen Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,871 9,516 owned after | $0.04 | 2018-01-03 | |
| 2018-01-02 | Warren Ellen Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 2,872 owned after | no price filed | 2018-01-03 | |
| 2018-01-02 | BIDERMAN MARK C Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,871 19,599 owned after | no price filed | 2018-01-03 | |
| 2018-01-02 | BIDERMAN MARK C Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,871 16,728 owned after | $0.04 | 2018-01-03 | |
| 2018-01-02 | BIDERMAN MARK C Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,871 2,872 owned after | no price filed | 2018-01-03 |