ASSURE HOLDINGS CORP. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-12-14: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Unit offering, each unit consisting of one common share and one common share purchase warrant; warrants may be exercised at $0.78 per common share for 5 years; Date of first sale 2020-12-02; Total offering amount $23,227,937.
- 2020-08-13: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-07-30; Total offering amount $40,500.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-12-14 | Rule 506(b) | Equity; SecurityToBeAcquired; Unit offering, each unit consisting of one common share and one common share purchase warrant; warrants may be exercised at $0.78 per common share for 5 years | 2020-12-02 | $23,227,937 | $10,468,929 | $12,759,008 | 18 |
| 2020-08-13 | Rule 506(b) | Equity | 2020-07-30 | $40,500 | $40,500 | $0 | 5 |