ASSURE HOLDINGS CORP. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-12-02: Federal exemption Rule 506(b); Types of securities offered Equity; Common stock; Date of first sale 2022-11-18; Total offering amount $307,556.
- 2020-12-14: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Unit offering, each unit consisting of one common share and one common share purchase warrant; warrants may be exercised at $0.78 per common share for 5 years; Date of first sale 2020-12-02; Total offering amount $23,227,937.
- 2020-07-22: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2020-07-13; Total offering amount $300,000.
- 2020-05-19: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2020-05-11; Total offering amount $600,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-12-02 | Rule 506(b) | Equity; Common stock | 2022-11-18 | $307,556 | $307,556 | $0 | 14 |
| 2020-12-14 | Rule 506(b) | Equity; SecurityToBeAcquired; Unit offering, each unit consisting of one common share and one common share purchase warrant; warrants may be exercised at $0.78 per common share for 5 years | 2020-12-02 | $23,227,937 | $10,468,929 | $12,759,008 | 18 |
| 2020-07-22 | Rule 506(b) | Debt; OptionToAcquire | 2020-07-13 | $300,000 | $102,000 | $198,000 | 2 |
| 2020-05-19 | Rule 506(b) | Debt; OptionToAcquire | 2020-05-11 | $600,000 | $500,000 | $100,000 | 2 |
| 2020-05-12 D/A | Rule 506(b) | Debt; OptionToAcquire | 2019-12-13 | $1,755,000 | $1,755,000 | $0 | 18 |
| 2020-02-24 D/A | Rule 506(b) | Debt; OptionToAcquire | 2019-12-13 | $4,000,000 | $1,537,000 | $2,463,000 | 5 |
| 2019-12-31 | Rule 506(b) | Debt; OptionToAcquire | 2019-12-13 | $915,128 | $915,128 | $0 | 5 |