ASSERTIO THERAPEUTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2005. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-12-08: Reporting owner BURRILL STEVEN; Form 4; Security Stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-12-08: Reporting owner PROEHL GERALD T; Form 4; Security Stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-12-08: Reporting owner SHELL JOHN W; Form 4; Security Stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-12-08: Reporting owner SMITH CRAIG R; Form 4; Security Stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-12-08 | BURRILL STEVEN Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.18 | 2006-01-05 | |
| 2005-12-08 | PROEHL GERALD T Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.18 | 2006-01-05 | |
| 2005-12-08 | SHELL JOHN W Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.18 | 2006-01-05 | |
| 2005-12-08 | SMITH CRAIG R Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.18 | 2006-01-05 | |
| 2005-12-08 | STAPLE PETER D Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.18 | 2006-01-05 | |
| 2005-12-08 | STERN JULIAN N Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.18 | 2006-01-05 |