ASSERTIO THERAPEUTICS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-05-02: Reporting owner BIOVAIL LABORATORIES INC; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-05-02 | BIOVAIL LABORATORIES INC 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +150,000 419,154 owned after | $2.16 exercise price | 2006-05-05 |