ARRIS GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-21: Reporting owner CAEZZA JOHN O; Form 4; Security Stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-11: Reporting owner GERACI MARC S; Form 4; Security Stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-10: Reporting owner STANZIONE ROBERT J; Form 4; Security Stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-14: Reporting owner MARGOLIS LAWRENCE A; Form 4; Security Stock options; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-21 | CAEZZA JOHN O Officer (President of Access, Transport) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,856 0 owned after | $12.57 exercise price | 2012-12-21 | |
| 2012-12-11 | GERACI MARC S Officer (Treasurer) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,020 0 owned after | $13.28 exercise price | 2012-12-11 | |
| 2012-12-10 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $4.90 exercise price | 2012-12-11 | |
| 2012-09-14 | MARGOLIS LAWRENCE A Officer (EVP/Strategic Pl, Chief Couns.) | 4 | Stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +57,000 57,000 owned after | $4.85 exercise price | 2012-09-17 | |
| 2012-09-14 | MARGOLIS LAWRENCE A Officer (EVP/Strategic Pl, Chief Couns.) | 4 | Stock options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,000 0 owned after | $4.85 exercise price | 2012-09-17 | |
| 2012-09-10 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,305 50,000 owned after | $4.90 exercise price | 2012-09-12 | |
| 2012-09-05 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 68,305 owned after | $4.90 exercise price | 2012-09-06 | |
| 2012-09-04 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 71,505 owned after | $4.90 exercise price | 2012-09-06 | |
| 2012-08-29 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 77,005 owned after | $4.90 exercise price | 2012-08-31 | |
| 2012-08-21 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,295 77,705 owned after | $4.90 exercise price | 2012-08-22 | |
| 2012-08-20 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 100,000 owned after | $4.90 exercise price | 2012-08-22 | |
| 2012-06-29 | CAEZZA JOHN O Officer (President of Access, Transport) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,124 0 owned after | $6.84 exercise price | 2012-07-02 | |
| 2012-03-08 | MARGOLIS LAWRENCE A Officer (EVP/Strategic Pl, Chief Couns.) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,325 0 owned after | $6.44 exercise price | 2012-03-12 | |
| 2012-02-09 | McClelland Bruce William Officer (President, Broadband Comm Grou) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,310 0 owned after | $6.44 exercise price | 2012-02-09 | |
| 2012-02-03 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $6.44 exercise price | 2012-02-08 | |
| 2012-01-23 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 35,000 owned after | $6.44 exercise price | 2012-01-23 | |
| 2012-01-19 | LAMBERT WILLIAM H Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.12 exercise price | 2012-01-23 | |
| 2012-01-19 | MARGOLIS LAWRENCE A Officer (EVP/Strategic Pl, Chief Couns.) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $8.12 exercise price | 2012-01-23 | |
| 2012-01-11 | PETTY JOHN R Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.12 exercise price | 2012-01-23 | |
| 2012-01-03 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,182 70,000 owned after | $6.44 exercise price | 2012-01-04 |