ARRIS GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-01: Reporting owner POTTS DAVID; Form 4; Security Stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-04: Reporting owner LAMBERT WILLIAM H; Form 4; Security Stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-07-29: Reporting owner MARGOLIS LAWRENCE A; Form 4; Security Stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-07-20: Reporting owner STANZIONE ROBERT J; Form 4; Security Stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-01 | POTTS DAVID Officer (CFO/Executive Vice President) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $8.12 exercise price | 2011-12-05 | |
| 2011-08-04 | LAMBERT WILLIAM H Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.20 exercise price | 2011-08-04 | |
| 2011-07-29 | MARGOLIS LAWRENCE A Officer (EVP/Strategic Pl, Chief Couns.) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $10.20 exercise price | 2011-08-01 | |
| 2011-07-20 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,666 0 owned after | $10.20 exercise price | 2011-07-20 | |
| 2011-07-19 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 66,666 owned after | $10.20 exercise price | 2011-07-20 | |
| 2011-07-05 holding as of filing | PETTY JOHN R Director | 4 | Stock option Derivative · Direct | Holding | 5,000 owned after | $8.12 exercise price | 2011-07-05 | |
| 2011-06-30 | PETTY JOHN R Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.20 exercise price | 2011-07-05 | |
| 2011-06-22 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 133,333 owned after | $10.20 exercise price | 2011-06-23 | |
| 2011-06-21 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 200,000 owned after | $10.20 exercise price | 2011-06-23 | |
| 2011-06-09 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −133,333 266,667 owned after | $10.20 exercise price | 2011-06-13 | |
| 2011-06-09 | CRAIG JOHN IAN ANDERSON Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.20 exercise price | 2011-06-10 | |
| 2011-06-09 | CRAIG JOHN IAN ANDERSON Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.12 exercise price | 2011-06-10 | |
| 2011-02-11 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −165,000 0 owned after | $8.12 exercise price | 2011-02-11 | |
| 2011-02-11 | ISAACS BRYANT Officer (President MCS) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.12 exercise price | 2011-02-11 | |
| 2011-02-11 | ISAACS BRYANT Officer (President MCS) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,602 0 owned after | $6.44 exercise price | 2011-02-11 | |
| 2011-02-10 | STANZIONE ROBERT J Director, Officer (Chairman & CEO) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 400,000 owned after | $10.20 exercise price | 2011-02-11 | |
| 2011-02-10 | POTTS DAVID Officer (CFO/Executive Vice President) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $10.20 exercise price | 2011-02-11 | |
| 2011-02-10 | POTTS DAVID Officer (CFO/Executive Vice President) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,065 0 owned after | $4.90 exercise price | 2011-02-11 | |
| 2011-02-10 | POTTS DAVID Officer (CFO/Executive Vice President) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,325 0 owned after | $6.44 exercise price | 2011-02-11 | |
| 2011-02-10 | CAEZZA JOHN O Officer (President of Access, Transport) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,660 0 owned after | $7.68 exercise price | 2011-02-11 | |
| 2011-02-10 | CAEZZA JOHN O Officer (President of Access, Transport) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,660 0 owned after | $6.85 exercise price | 2011-02-11 | |
| 2011-02-09 | MARGOLIS LAWRENCE A Officer (EVP/Strategic Pl, Chief Couns.) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 35,000 owned after | $10.20 exercise price | 2011-02-09 | |
| 2011-02-07 | LAKIN JAMES Officer (President, Adv Tech & Services) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −135,000 0 owned after | $10.20 exercise price | 2011-02-08 | |
| 2011-02-07 | ISAACS BRYANT Officer (President MCS) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,900 5,000 owned after | $8.12 exercise price | 2011-02-08 | |
| 2011-02-07 | CAEZZA JOHN O Officer (President of Access, Transport) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,660 0 owned after | $5.97 exercise price | 2011-02-08 | |
| 2011-02-04 | ISAACS BRYANT Officer (President MCS) | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 39,900 owned after | $8.12 exercise price | 2011-02-08 | |
| 2011-01-18 holding as of filing | WOODLE DAVID A Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $7.07 exercise price | 2011-01-18 | |
| 2011-01-18 holding as of filing | WOODLE DAVID A Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $6.85 exercise price | 2011-01-18 | |
| 2011-01-18 holding as of filing | WOODLE DAVID A Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $5.97 exercise price | 2011-01-18 | |
| 2011-01-18 holding as of filing | WOODLE DAVID A Director | 4 | Stock option Derivative · Direct | Holding | 0 owned after | $6.84 exercise price | 2011-01-18 |