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Apollo Commercial Real Estate Finance, Inc. (ARI) Form D

Apollo Commercial Real Estate Finance, Inc. Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

  • 2017-11-07: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-10-23; Total offering amount $30,794,800.
  • 2015-10-06: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-09-21; Total offering amount $347,679,993.
  • 2011-08-09: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-07-25; Total offering amount $49,980,000.
  • 2009-10-13: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-09-29; Total offering amount $10,000,000.
FiledFederal exemptionTypes of securities offeredDate of first saleTotal offering amountTotal amount soldTotal remaining to be soldInvestors who have already invested
2017-11-07Rule 506(b)Equity2017-10-23$30,794,800$30,794,800$01
2015-10-06Rule 506(b)Equity2015-09-21$347,679,993$347,679,993$01
2011-08-09Rule 506Equity2011-07-25$49,980,000$49,980,000$02
2009-10-13Rule 506Equity2009-09-29$10,000,000$10,000,000$02

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