ARI NETWORK SERVICES INC /WI Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-03: Reporting owner BRIDGE GORDON J; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-03: Reporting owner BRIDGE GORDON J; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-06: Reporting owner Newell Robert Y IV; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-05: Reporting owner BRIDGE GORDON J; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-03 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.33 exercise price | 2012-12-03 | |
| 2012-12-03 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 0 owned after | $0.33 exercise price | 2012-12-03 | |
| 2012-11-06 | Newell Robert Y IV Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.25 exercise price | 2012-11-08 | |
| 2012-11-05 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.37 exercise price | 2012-11-05 | |
| 2012-10-31 | POSEIDON P LEE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.83 exercise price | 2012-10-31 | |
| 2012-10-31 | POSEIDON P LEE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $0.66 exercise price | 2012-10-31 | |
| 2012-10-17 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.22 exercise price | 2012-10-17 | |
| 2012-10-17 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.22 exercise price | 2012-10-17 | |
| 2012-09-25 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.28 exercise price | 2012-09-26 | |
| 2012-09-25 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 0 owned after | $0.21 exercise price | 2012-09-26 | |
| 2012-09-11 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.28 exercise price | 2012-09-11 | |
| 2012-09-11 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 0 owned after | $0.30 exercise price | 2012-09-11 | |
| 2012-08-21 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.34 exercise price | 2012-08-22 | |
| 2012-08-09 holding as of filing | Berg Marvin A. Officer (Vice President of Operations) | 3/A | Stock Option Derivative · Direct | Holding | $0.81 exercise price | 2012-08-09 | ||
| 2012-08-09 holding as of filing | Berg Marvin A. Officer (Vice President of Operations) | 3/A | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2012-08-09 | ||
| 2012-08-09 holding as of filing | Berg Marvin A. Officer (Vice President of Operations) | 3/A | Stock Option Derivative · Direct | Holding | $0.81 exercise price | 2012-08-09 | ||
| 2012-08-09 holding as of filing | Berg Marvin A. Officer (Vice President of Operations) | 3/A | Stock Option Derivative · Direct | Holding | $1.51 exercise price | 2012-08-09 | ||
| 2012-08-01 holding as of filing | Berg Marvin A. Officer (Vice President of Operations) | 3 | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Berg Marvin A. Officer (Vice President of Operations) | 3 | Stock Option Derivative · Direct | Holding | $0.81 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | Berg Marvin A. Officer (Vice President of Operations) | 3 | Stock Option Derivative · Direct | Holding | $1.51 exercise price | 2012-08-01 | ||
| 2012-07-18 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.31 exercise price | 2012-07-30 | |
| 2012-06-06 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.42 exercise price | 2012-06-06 | |
| 2012-06-05 | Mamanteo Dwight Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.50 exercise price | 2013-06-07 | |
| 2012-05-16 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.45 exercise price | 2012-05-16 | |
| 2012-04-27 | Johnson James R Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2012-05-01 | |
| 2012-04-04 | POSEIDON P LEE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.74 exercise price | 2012-04-05 | |
| 2012-04-04 | POSEIDON P LEE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $0.66 exercise price | 2012-04-05 | |
| 2012-03-26 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.36 exercise price | 2012-03-26 | |
| 2012-03-21 | Luden William Henry III Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.51 exercise price | 2012-03-23 | |
| 2012-03-12 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,800 0 owned after | $0.15 exercise price | 2013-03-13 | |
| 2012-02-21 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.50 exercise price | 2012-02-21 | |
| 2012-01-11 | BRIDGE GORDON J Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $0.87 exercise price | 2012-01-11 | |
| 2012-01-03 | POSEIDON P LEE Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $1.35 exercise price | 2012-01-03 | |
| 2012-01-03 | MORTIMORE WILLIAM C Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $1.35 exercise price | 2012-01-03 | |
| 2012-01-03 | FEIERSTEIN TED Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $1.35 exercise price | 2012-01-03 | |
| 2012-01-03 | DEARING BRIAN E Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,667 24,667 owned after | $1.35 exercise price | 2012-01-03 | |
| 2012-01-03 | BRIDGE GORDON J Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $1.35 exercise price | 2012-01-03 |