ARI NETWORK SERVICES INC /WI Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-08-29: Reporting owner Newell Robert Y IV; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-08-29: Reporting owner Luden William Henry III; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-08-29: Reporting owner MORTIMORE WILLIAM C; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-08-29: Reporting owner MORTIMORE WILLIAM C; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-08-29 | Newell Robert Y IV Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.25 exercise price | 2017-08-31 | |
| 2017-08-29 | Luden William Henry III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.51 exercise price | 2017-08-31 | |
| 2017-08-29 | MORTIMORE WILLIAM C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $1.67 exercise price | 2017-08-31 | |
| 2017-08-29 | MORTIMORE WILLIAM C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.52 exercise price | 2017-08-31 | |
| 2017-08-29 | MORTIMORE WILLIAM C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $0.83 exercise price | 2017-08-31 | |
| 2017-08-29 | MORTIMORE WILLIAM C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $0.74 exercise price | 2017-08-31 | |
| 2017-08-29 | MORTIMORE WILLIAM C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $0.66 exercise price | 2017-08-31 | |
| 2017-08-29 | MORTIMORE WILLIAM C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $1.35 exercise price | 2017-08-31 | |
| 2017-08-29 | COOPER CHAD J. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $3.25 exercise price | 2017-08-31 | |
| 2017-08-29 | Ostermann Robert Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.50 exercise price | 2017-08-31 | |
| 2017-08-29 | Ostermann Robert Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $0.85 exercise price | 2017-08-31 | |
| 2017-08-29 | Ostermann Robert Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 0 owned after | $0.92 exercise price | 2017-08-31 | |
| 2017-08-29 | Ostermann Robert Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.25 exercise price | 2017-08-31 | |
| 2017-08-29 | Ostermann Robert Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.51 exercise price | 2017-08-31 | |
| 2017-08-29 | OLIVIER ROY W Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $1.53 exercise price | 2017-08-31 | |
| 2017-08-29 | OLIVIER ROY W Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $3.30 exercise price | 2017-08-31 | |
| 2017-08-29 | NURTHEN WILLIAM Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $3.25 exercise price | 2017-08-31 |