ARC DOCUMENT SOLUTIONS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-30: Reporting owner PEREZ DE LA MESA MANUEL J; Form 4; Security Stock Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-03-08: Reporting owner Suriyakumar Kumarakulasingam; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-08: Reporting owner Avalos Jorge; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-08: Reporting owner Roy Rahul K; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-30 | PEREZ DE LA MESA MANUEL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −8,500 0 owned after | $5.62 | 2013-12-31 | |
| 2013-03-08 | Suriyakumar Kumarakulasingam Director, Officer (Chairman, President and CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.70 exercise price | 2013-03-12 | |
| 2013-03-08 | Avalos Jorge Officer (Chief Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.70 exercise price | 2013-03-12 | |
| 2013-03-08 | Roy Rahul K Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.70 exercise price | 2013-03-12 | |
| 2013-03-08 | Toth John E.D. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.70 exercise price | 2013-03-12 | |
| 2013-03-08 | Wijesuriya Dilantha Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $2.70 exercise price | 2013-03-12 | |
| 2013-02-21 | Wijesuriya Dilantha Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143,792 143,792 owned after | $2.37 exercise price | 2013-02-26 |