ARALEZ PHARMACEUTICALS INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-08: Reporting owner thrasher francis martin; Form 3; Security Warrants; Transaction Holding.
- 2016-02-08: Reporting owner Harris Robert Paul; Form 3; Security Warrants; Transaction Holding.
- 2016-02-05: Reporting owner Aryeh Jason; Form 3; Security Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-08 holding as of filing | thrasher francis martin Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $4.12 exercise price | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Harris Robert Paul Director | 3 | Warrants Derivative · Direct | Holding | $4.12 exercise price | 2016-02-08 | ||
| 2016-02-05 holding as of filing | Aryeh Jason Director | 3 | Warrant (right to buy) Derivative · Indirect · By JALAA Equities, LP(1) | Holding | $0.60 exercise price | 2016-02-05 |