ARALEZ PHARMACEUTICALS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 53 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-03-15: Reporting owner Kaseta Michael; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-04: Reporting owner Kaseta Michael; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-12-04: Reporting owner Kaseta Michael; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-12-04: Reporting owner Kaseta Michael; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Kaseta Michael Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.75 exercise price | 2018-03-19 | |
| 2017-12-04 holding as of filing | Kaseta Michael Officer (Interim CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.90 exercise price | 2017-12-04 | ||
| 2017-12-04 holding as of filing | Kaseta Michael Officer (Interim CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.37 exercise price | 2017-12-04 | ||
| 2017-12-04 holding as of filing | Kaseta Michael Officer (Interim CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.56 exercise price | 2017-12-04 | ||
| 2017-11-30 | Kaseta Michael Officer (Interim CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.51 exercise price | 2017-12-04 | |
| 2017-05-11 | Armstrong Jennifer Lou Officer (EVP HR and Administration) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,104 52,104 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Charles Scott J Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96,121 96,121 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Trachtenberg Eric Officer (GC, CCO & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,851 74,851 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | ADAMS ADRIAN Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +252,316 252,316 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Glickman Mark A Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,621 92,621 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Tursi James Patrick Officer (Chief Medical Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96,121 96,121 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | KOVEN ANDREW I Officer (President & CBO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,158 126,158 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | thrasher francis martin Director | 4 | Director Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | RUDNICK SETH Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | LEE KENNETH B JR Director | 4 | Director Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Harris Robert Paul Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Kirsch Arthur S Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Fowler Neal Franklin Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.56 exercise price | 2017-05-12 | |
| 2017-05-11 | Aryeh Jason Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.56 exercise price | 2017-05-12 | |
| 2016-11-29 | Harris Robert Paul Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,778 0 owned after | $3.92 exercise price | 2016-11-30 | |
| 2016-11-28 | Harris Robert Paul Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 104,778 owned after | $3.92 exercise price | 2016-11-30 | |
| 2016-06-16 | thrasher francis martin Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.42 exercise price | 2016-06-20 | |
| 2016-06-16 | LEE KENNETH B JR Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.42 exercise price | 2016-06-20 | |
| 2016-06-16 | Fowler Neal Franklin Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.42 exercise price | 2016-06-20 | |
| 2016-06-16 | Aryeh Jason Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.42 exercise price | 2016-06-20 | |
| 2016-06-16 | Harris Robert Paul Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.42 exercise price | 2016-06-20 | |
| 2016-06-16 | RUDNICK SETH Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.42 exercise price | 2016-06-20 | |
| 2016-06-16 | Kirsch Arthur S Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.42 exercise price | 2016-06-20 | |
| 2016-06-13 | thrasher francis martin Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,365 0 owned after | $2.82 exercise price | 2016-06-15 | |
| 2016-03-17 | Glickman Mark A Officer (Chief Commercial officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,559 38,559 owned after | $3.80 exercise price | 2016-03-18 | |
| 2016-03-17 | Charles Scott J Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,096 40,096 owned after | $3.80 exercise price | 2016-03-18 | |
| 2016-03-17 | Trachtenberg Eric Officer (GC, CCO & Secretary) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,203 29,203 owned after | $3.80 exercise price | 2016-03-18 | |
| 2016-03-17 | Armstrong Jennifer Lou Officer (EVP HR and Administration) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,730 26,730 owned after | $3.80 exercise price | 2016-03-18 | |
| 2016-03-17 | ADAMS ADRIAN Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,251 105,251 owned after | $3.80 exercise price | 2016-03-18 | |
| 2016-03-17 | KOVEN ANDREW I Officer (President & Chief Business Off) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,592 52,592 owned after | $3.80 exercise price | 2016-03-18 | |
| 2016-03-17 | Tursi James Patrick Officer (Chief Medical Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,096 40,096 owned after | $3.80 exercise price | 2016-03-18 | |
| 2016-02-08 holding as of filing | thrasher francis martin Director | 3 | Stock Options Derivative · Direct · (m) | Holding | $2.89 exercise price | 2016-02-08 | ||
| 2016-02-08 holding as of filing | thrasher francis martin Director | 3 | Stock Options Derivative · Direct · (m) | Holding | $2.82 exercise price | 2016-02-08 | ||
| 2016-02-08 holding as of filing | thrasher francis martin Director | 3 | Stock Options Derivative · Direct · (m) | Holding | $6.53 exercise price | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Harris Robert Paul Director | 3 | Stock Options Derivative · Direct | Holding | $3.92 exercise price | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Harris Robert Paul Director | 3 | Stock Options Derivative · Direct | Holding | $2.89 exercise price | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Harris Robert Paul Director | 3 | Stock Options Derivative · Direct | Holding | $2.75 exercise price | 2016-02-08 | ||
| 2016-02-08 holding as of filing | Harris Robert Paul Director | 3 | Stock Options Derivative · Direct | Holding | $4.26 exercise price | 2016-02-08 | ||
| 2016-02-05 | LEE KENNETH B JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,107 6,107 owned after | $13.26 exercise price | 2016-02-09 | |
| 2016-02-05 | Kirsch Arthur S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,107 6,107 owned after | $13.26 exercise price | 2016-02-09 | |
| 2016-02-05 | Kirsch Arthur S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,107 6,107 owned after | $11.83 exercise price | 2016-02-09 | |
| 2016-02-05 | Kirsch Arthur S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,107 6,107 owned after | $6.35 exercise price | 2016-02-09 | |
| 2016-02-05 | BARNHARDT JOHN E Officer (VP, Finance and Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +41,195 41,195 owned after | $13.84 exercise price | 2016-02-09 | |
| 2016-02-05 | BARNHARDT JOHN E Officer (VP, Finance and Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +14,658 14,658 owned after | $8.36 exercise price | 2016-02-09 | |
| 2016-02-05 | BARNHARDT JOHN E Officer (VP, Finance and Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +15,757 15,757 owned after | $11.83 exercise price | 2016-02-09 | |
| 2016-02-05 | BARNHARDT JOHN E Officer (VP, Finance and Administration) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +9,161 9,161 owned after | $3.87 exercise price | 2016-02-09 | |
| 2016-02-05 | Kirsch Arthur S Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,107 0 owned after | $5.97 exercise price | 2016-02-08 | |
| 2016-02-04 | BARNHARDT JOHN E Officer (VP, Finance & Administration) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,036 0 owned after | $1.98 exercise price | 2016-02-08 |