Digital Turbine, Inc Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-04-29: Reporting owner GUBER PETER | GUBER FAMILY TRUST; Form 4; Security Common Stock Warrant (right to buy); Transaction Holding.
- 2015-04-27: Reporting owner GUBER PETER | GUBER FAMILY TRUST; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-02-07: Reporting owner Trinad Capital L.P. | ELLIN ROBERT S | Trinad Management, LLC | Trinad Advisors II, LLC | Trinad Capital Master Fund Ltd.; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-05-21: Reporting owner Trinad Capital L.P. | Trinad Advisors II, LLC | Trinad Management, LLC | ELLIN ROBERT S | Trinad Capital Master Fund Ltd.; Form 4; Security Warrant to Purchase Common Stock (Right to Buy); Transaction Holding.
APPS insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-04-29 holding as of filing | GUBER PETER | GUBER FAMILY TRUST Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (m) | Holding | 35,714 owned after | $3.50 exercise price | 2015-04-29 | |
| 2015-04-27 | GUBER PETER | GUBER FAMILY TRUST Director | Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote 3. | X Exercise of in-the-money or at-the-money derivative security | −666,667 0 owned after | $1.25 exercise price | $3.92 | 2015-04-29 |
| 2014-02-07 | Trinad Capital L.P. | ELLIN ROBERT S | Trinad Management, LLC | Trinad Advisors II, LLC | Trinad Capital Master Fund Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,000,000 0 owned after | $1.25 exercise price | $3.87 | 2014-02-11 |
| 2013-05-21 holding as of filing | Trinad Capital L.P. | Trinad Advisors II, LLC | Trinad Management, LLC | ELLIN ROBERT S | Trinad Capital Master Fund Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrant to Purchase Common Stock (Right to Buy) Derivative · Indirect · See Footnote | Holding | 178,571 owned after | no price filed | 2013-05-21 | |
| 2013-05-10 holding as of filing | GUBER FAMILY TRUST | GUBER PETER 10% Owner | Director, 10% Owner | 4 | Warrant to Purchase Common Stock (Right to Buy) Derivative · Indirect · See Footnote | Holding | 178,571 owned after | no price filed | 2013-05-10 | |
| 2013-04-20 | Trinad Capital L.P. | Trinad Advisors II, LLC | Trinad Management, LLC | ELLIN ROBERT S | Trinad Capital Master Fund Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Warrant to Purchase Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,571 178,571 owned after | $0.70 exercise price | $4.50 | 2013-05-21 |
| 2013-04-20 | GUBER FAMILY TRUST | GUBER PETER 10% Owner | Director, 10% Owner | 4 | Warrant to Purchase Common Stock (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,571 178,571 owned after | $0.70 exercise price | $4.50 | 2013-05-10 |
| 2012-03-15 holding as of filing | Adage Capital Advisors, L.L.C. | Adage Capital Partners, L.P. | ADAGE CAPITAL PARTNERS GP LLC | Gross Phillip | Atchinson Robert 10% Owner | 10% Owner | Other (The Reporting Persons are no l) | 10% Owner | 10% Owner | 3 | Warrant to purchase common stock Derivative · Indirect · See FN | Holding | $0.70 exercise price | 2012-03-15 | ||
| 2012-01-06 holding as of filing | Adderton Peter Alan Officer (CEO (See Remarks)) | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $0.39 exercise price | 2012-01-06 | ||
| 2010-06-21 | ELLIN ROBERT S | Trinad Management, LLC | Trinad Capital Master Fund Ltd. | Trinad Capital L.P. | Trinad Advisors II, LLC Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $0.25 exercise price | $1.75 | 2010-08-12 |
| 2010-06-21 | GUBER FAMILY TRUST | GUBER PETER 10% Owner | Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,333,333 3,333,333 owned after | $0.25 exercise price | $1.75 | 2010-08-12 |
| 2008-10-23 | GUBER PETER Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Self, as Trustee for Guber Family Trust | P Open market or private purchase of non-derivative or derivative security | +280,899 280,899 owned after | $2.67 exercise price | $11.00 | 2008-11-19 |
| 2008-10-23 | GUBER FAMILY TRUST 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +280,899 280,899 owned after | $2.67 exercise price | $11.00 | 2008-11-19 |
| 2008-10-23 | Wolf Jay Director, Officer (Chief Financial Officer), 10% Owner | 4 | Warrant Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +280,899 280,899 owned after | $2.67 exercise price | $11.00 | 2008-11-19 |
| 2008-10-23 | Trinad Capital Master Fund Ltd. | ELLIN ROBERT S | Trinad Capital L.P. | Trinad Management, LLC | Trinad Advisors II, LLC | Wolf Jay 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, Officer, 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +280,899 280,899 owned after | $2.67 exercise price | $11.00 | 2008-11-19 |
| 2008-10-23 | ELLIN ROBERT S Director, 10% Owner | 4 | Warrant Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +280,899 280,899 owned after | $2.67 exercise price | $11.00 | 2008-11-19 |
| 2007-10-09 | Chazen David Other (Former Director (See Remarks)) | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −100,000 0 owned after | $100,000.00 | $16.75 | 2008-04-14 |
| 2007-10-09 | Chazen David Other (Former Director (See Remarks)) | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −100,000 50,000 owned after | $2.50 exercise price | $16.75 | 2008-04-14 |
| 2007-02-13 holding as of filing | Lyrical Partners, L.P. | KESWIN JEFFREY A | Lyrical Opportunity Partners LP 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2007-02-13 | ||
| 2007-01-09 holding as of filing | Smith David E 10% Owner | 3 | Warrant for Common Stock, $0.0001 par value per share Derivative · Direct | Holding | $2.00 exercise price | 2007-01-09 | ||
| 2006-08-03 | Chazen David Director, Officer (PRESIDENT) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.50 exercise price | $6.60 | 2007-04-19 |
| 2006-08-03 | Regenstein Barry Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.50 exercise price | $6.60 | 2007-04-19 |
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