APPLIED UV, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-22: Reporting owner Munn Max; Form 4; Security Warrant (Right to buy); Transaction Holding.
- 2021-12-20: Reporting owner Munn Max; Form 4; Security Warrant (Right to buy); Transaction Holding.
- 2020-09-29: Reporting owner Munn Max; Form 3; Security Warrant (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-22 holding as of filing | Munn Max Director, Officer (President), 10% Owner | 4 | Warrant (Right to buy) Derivative · Direct | Holding | 80,000 owned after | no price filed | 2021-12-22 | |
| 2021-12-20 holding as of filing | Munn Max Director, Officer (President), 10% Owner | 4 | Warrant (Right to buy) Derivative · Direct | Holding | 80,000 owned after | no price filed | 2021-12-20 | |
| 2020-09-29 holding as of filing | Munn Max Director, Officer (President), 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | no price filed | 2020-09-29 |