APPLIED UV, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-22: Reporting owner Munn Max; Form 4; Security Super Voting Preferred Stock; Transaction Holding.
- 2021-12-20: Reporting owner Munn Max; Form 4; Security Super Voting Preferred Stock; Transaction Holding.
- 2020-09-29: Reporting owner Munn Max; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2020-09-29: Reporting owner Munn Laurie; Form 3; Security Series A Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-22 holding as of filing | Munn Max Director, Officer (President), 10% Owner | 4 | Super Voting Preferred Stock Non-derivative · Indirect · Note | Holding | 2,000 owned after | no price filed | 2021-12-22 | |
| 2021-12-20 holding as of filing | Munn Max Director, Officer (President), 10% Owner | 4 | Super Voting Preferred Stock Non-derivative · Indirect · Note | Holding | 2,000 owned after | no price filed | 2021-12-20 | |
| 2020-09-29 holding as of filing | Munn Max Director, Officer (President), 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · See Footnote | Holding | 2,000 owned after | no price filed | 2020-09-29 | |
| 2020-09-29 holding as of filing | Munn Laurie 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · See Footnote | Holding | 2,000 owned after | no price filed | 2020-09-29 |