AOL Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-28: Reporting owner Jacobs Julie M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-28: Reporting owner Jacobs Julie M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner Sweet Lara; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2014-11-14: Reporting owner Sweet Lara; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-28 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,081 1,097 owned after | $18.84 exercise price | 2014-12-02 | |
| 2014-11-28 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,779 13,913 owned after | $16.26 exercise price | 2014-12-02 | |
| 2014-11-14 holding as of filing | Sweet Lara Officer (SVP, Controller and CAO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $39.52 exercise price | 2014-11-14 | ||
| 2014-11-14 holding as of filing | Sweet Lara Officer (SVP, Controller and CAO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.26 exercise price | 2014-11-14 | ||
| 2014-11-14 holding as of filing | Sweet Lara Officer (SVP, Controller and CAO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $19.00 exercise price | 2014-11-14 | ||
| 2014-08-22 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,016 0 owned after | $17.59 exercise price | 2014-08-26 | |
| 2014-08-22 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,524 2,178 owned after | $18.84 exercise price | 2014-08-26 | |
| 2014-08-22 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,779 16,692 owned after | $16.26 exercise price | 2014-08-26 | |
| 2014-08-21 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,386 0 owned after | $17.59 exercise price | 2014-08-22 | |
| 2014-08-21 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,776 1,755 owned after | $19.00 exercise price | 2014-08-22 | |
| 2014-08-21 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,541 1,131 owned after | $16.26 exercise price | 2014-08-22 | |
| 2014-08-19 | Kelpy Matthew B. Officer (Controller and C A O) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,896 1,450 owned after | $19.00 exercise price | 2014-08-20 | |
| 2014-08-19 | Kelpy Matthew B. Officer (Controller and C A O) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,357 4,435 owned after | $13.01 exercise price | 2014-08-20 | |
| 2014-08-19 | Kelpy Matthew B. Officer (Controller and C A O) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,222 5,011 owned after | $16.26 exercise price | 2014-08-20 | |
| 2014-05-30 | Pence William Edward IV Officer (EVP & Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,665 44,665 owned after | $36.28 | 2014-06-02 | |
| 2014-05-30 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,904 31,904 owned after | $36.28 | 2014-06-02 | |
| 2014-05-23 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,795 7,016 owned after | $17.59 exercise price | 2014-05-27 | |
| 2014-05-23 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,705 19,471 owned after | $16.26 exercise price | 2014-05-27 | |
| 2014-04-16 | Kelpy Matthew B. Officer (Controller and C A O) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,124 0 owned after | $20.16 exercise price | 2014-04-17 | |
| 2014-04-16 | Kelpy Matthew B. Officer (Controller and C A O) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,357 5,792 owned after | $13.01 exercise price | 2014-04-17 | |
| 2014-02-14 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,304 26,304 owned after | $44.63 exercise price | 2014-02-19 | |
| 2014-02-14 | BROWN CURTIS Officer (EVP & Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,782 15,782 owned after | $44.63 exercise price | 2014-02-19 | |
| 2014-02-14 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,626 12,626 owned after | $44.63 exercise price | 2014-02-19 | |
| 2014-02-14 | Lord Robert Officer (EVP & CEO of AOL Networks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,835 16,835 owned after | $44.63 exercise price | 2014-02-19 | |
| 2014-02-14 | Lyne Susan M Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,835 16,835 owned after | $44.63 exercise price | 2014-02-19 | |
| 2014-02-14 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,043 21,043 owned after | $44.63 exercise price | 2014-02-19 | |
| 2014-02-14 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,011 67,011 owned after | $44.63 exercise price | 2014-02-19 | |
| 2014-01-17 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,949 15,811 owned after | $17.59 exercise price | 2014-01-21 | |
| 2014-01-17 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −360 4,702 owned after | $18.84 exercise price | 2014-01-21 | |
| 2014-01-17 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −927 23,176 owned after | $16.26 exercise price | 2014-01-21 | |
| 2014-01-03 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 0 owned after | $20.16 exercise price | 2014-01-06 |