AOL Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows, 71 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-23: Reporting owner Burton Eve B; Form 4; Security Deferred Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-06-23: Reporting owner Burton Eve B; Form 4; Security Deferred Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-06-23: Reporting owner Burton Eve B; Form 4; Security Deferred Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-06-23: Reporting owner Burton Eve B; Form 4; Security Deferred Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-23 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −541 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −631 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −571 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −628 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −536 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −556 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,481 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,786 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Lord Robert Officer (EVP and President, AOL Inc.) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,385 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Lord Robert Officer (EVP and President, AOL Inc.) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,975 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Lord Robert Officer (EVP and President, AOL Inc.) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,978 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Pence William Edward IV Officer (EVP & Chief Technology Officer) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,078 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Pence William Edward IV Officer (EVP & Chief Technology Officer) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,978 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,827 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,952 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,978 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,805 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,336 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,978 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,196 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,140 0 owned after | $50.00 | 2015-06-25 | |
| 2015-06-23 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,934 0 owned after | $50.00 | 2015-06-25 | |
| 2015-03-31 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +631 631 owned after | $39.61 | 2015-04-01 | |
| 2015-02-13 | Lord Robert Officer (EVP and President, AOL Inc.) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,978 7,978 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,487 32,974 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,974 0 owned after | no price filed | 2015-02-18 | |
| 2015-02-13 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,978 7,978 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,786 4,786 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,476 76,952 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −76,952 0 owned after | no price filed | 2015-02-18 | |
| 2015-02-13 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,934 23,934 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,978 7,978 owned after | $0.00 | 2015-02-18 | |
| 2015-02-13 | Pence William Edward IV Officer (EVP & Chief Technology Officer) | 4 | Performance Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,978 7,978 owned after | $0.00 | 2015-02-18 | |
| 2014-12-31 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +541 541 owned after | $46.17 | 2015-01-05 | |
| 2014-09-30 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +556 556 owned after | $44.95 | 2014-10-01 | |
| 2014-06-30 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +628 628 owned after | $39.79 | 2014-07-01 | |
| 2014-05-30 | Pence William Edward IV Officer (EVP & Chief Technology Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,078 16,078 owned after | $0.00 | 2014-06-02 | |
| 2014-05-30 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,484 18,952 owned after | $0.00 | 2014-06-02 | |
| 2014-03-31 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +571 571 owned after | $43.77 | 2014-04-02 | |
| 2014-02-14 | DYKSTRA KAREN E Officer (EVP, CFAO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,336 9,336 owned after | $0.00 | 2014-02-19 | |
| 2014-02-14 | BROWN CURTIS Officer (EVP & Chief Technology Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,601 5,601 owned after | $0.00 | 2014-02-19 | |
| 2014-02-14 | Rosenthal Donald Officer (SVP & CEO AOL Membership Group) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,481 4,481 owned after | $0.00 | 2014-02-19 | |
| 2014-02-14 | Lord Robert Officer (EVP & CEO of AOL Networks) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,975 5,975 owned after | $0.00 | 2014-02-19 | |
| 2014-02-14 | Lyne Susan M Officer (Executive Vice President) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,975 5,975 owned after | $0.00 | 2014-02-19 | |
| 2014-02-14 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,468 7,468 owned after | $0.00 | 2014-02-19 | |
| 2014-02-14 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,140 26,140 owned after | $0.00 | 2014-02-19 | |
| 2013-12-31 | Burton Eve B Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +536 536 owned after | $46.62 | 2014-01-02 | |
| 2013-11-29 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,869 8,827 owned after | $0.00 | 2013-12-03 | |
| 2013-11-29 | DYKSTRA KAREN E Officer (EVP, Chief Financial Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,738 12,805 owned after | $0.00 | 2013-12-03 | |
| 2013-08-19 holding as of filing | Lord Robert Officer (EVP & CEO of AOL Networks) | 3/A | Performance Rights Derivative · Direct | Holding | no price filed | 2013-08-19 | ||
| 2013-08-19 holding as of filing | Lord Robert Officer (EVP & CEO of AOL Networks) | 3 | Performance Rights Derivative · Direct | Holding | no price filed | 2013-08-19 | ||
| 2013-07-01 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,196 27,196 owned after | $0.00 | 2013-07-03 | |
| 2013-03-15 | Lyne Susan M Officer (Executive Vice President) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,267 19,267 owned after | $0.00 | 2013-03-19 | |
| 2013-03-11 holding as of filing | Brody Edward B Officer (EVP & CEO of AOL Networks) | 3 | Performance Rights Derivative · Direct | Holding | no price filed | 2013-03-11 | ||
| 2013-03-11 holding as of filing | Brody Edward B Officer (EVP & CEO of AOL Networks) | 3 | Performance Rights Derivative · Direct | Holding | no price filed | 2013-03-11 | ||
| 2013-02-15 | BROWN CURTIS Officer (EVP & Chief Technology Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,958 6,958 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | DYKSTRA KAREN E Officer (EVP, Chief Financial Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,067 9,067 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | Reid-Dodick John Officer (EVP & Chief People Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,958 6,958 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | Jacobs Julie M Officer (EVP,Gnrl. Counsel & Corp. Sec.) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,958 6,958 owned after | $0.00 | 2013-02-20 | |
| 2012-12-31 | Lyne Susan M Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +844 844 owned after | $29.61 | 2013-01-03 | |
| 2012-12-14 | Lyne Susan M Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,126 1,126 owned after | $30.47 | 2012-12-18 | |
| 2012-10-03 holding as of filing | BROWN CURTIS Officer (EVP & Chief Technology Officer) | 3/A | Performance Rights Derivative · Direct | Holding | no price filed | 2012-10-03 | ||
| 2012-10-01 | DYKSTRA KAREN E Officer (EVP, Chief Financial Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,487 16,487 owned after | $0.00 | 2012-10-03 | |
| 2012-09-30 | Lyne Susan M Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +709 709 owned after | $35.23 | 2012-10-02 | |
| 2012-09-14 | Minson Arthur T. Officer (EVP, Chief Operating Officer) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,149 49,149 owned after | $0.00 | 2012-09-18 | |
| 2012-07-03 holding as of filing | BROWN CURTIS Officer (EVP & Chief Technology Officer) | 3 | Performance Rights Derivative · Direct | Holding | no price filed | 2012-07-03 | ||
| 2012-06-30 | Lyne Susan M Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +890 890 owned after | $28.09 | 2012-07-02 | |
| 2012-06-15 | Armstrong Timothy M Director, Officer (Chairman and CEO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,476 38,476 owned after | $0.00 | 2012-06-19 | |
| 2012-03-31 | Lyne Susan M Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,317 1,317 owned after | $18.97 | 2012-04-02 | |
| 2011-12-31 | Lyne Susan M Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,655 1,655 owned after | $15.10 | 2012-01-03 | |
| 2011-09-30 | Lyne Susan M Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,083 2,083 owned after | $12.00 | 2011-10-03 |