ALTEVA, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2014-11-21: Form 8-K; Period of report 2014-11-20; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-11-18: Form 8-K; Period of report 2014-11-12; Description 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 1.01.
- 2014-11-14: Form 8-K/A; Period of report 2014-11-13; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2014-11-12: Form 8-K; Period of report 2014-11-10; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2014-11-21 | 8-K | 2014-11-20 | 7.01 Regulation FD Disclosure | 7.01 On November 20, 2014, Alteva, Inc. issued a communication to its shareholders regarding the Company’s growth, prospects and recent events. | a14-25010_18k.htm |
| 2014-11-18 | 8-K | 2014-11-12 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 On November 12, 2014, Alteva, Inc. (“Alteva” or the “Company”) entered into separate offer letters (“Offer Letters”) with the following executives: (1) Mr. Brian J. Kelley, the Company’s Chief Executive Officer and principal executive officer, (2) Mr. Brian H. Callahan, the Company’s Executive Vice President, Chief Financial Officer, Corporate Secretary and Treasurer, (3) Mr. Mardoqueo Marquez, the Company’s Executive Vice President and Chief Technology Officer and (4) Mr. William K. Birnie, the Company’s Executive Vice President and Chief Marketing Officer. | a14-24735_18k.htm |
| 2014-11-14 | 8-K/A | 2014-11-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 22, 2014, the Company announced that Ms. Jennifer M. Brown, the Company’s Chief Administrative Officer, Corporate Secretary and Executive Vice President left the Company. | a14-24534_18ka.htm |
| 2014-11-12 | 8-K | 2014-11-10 | 2.02 Results of Operations and Financial Condition | 2.02 On November 10, 2014, Alteva, Inc. (the “Company”) issued a press release announcing financial results for the quarter ended September 30, 2014. | a14-24347_18k.htm |
| 2014-10-22 | 8-K | 2014-10-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 16, 2014, Alteva, Inc. (the “Company”) entered into a settlement agreement and mutual release agreement (the “Agreement”) with David J. Cuthbert (“Mr. Cuthbert”), the Company’s former President and Chief Executive Officer. | a14-22873_18k.htm |
| 2014-09-04 | 8-K | 2014-09-02 | 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.03 The information included in Item 1.01 and Item 5.03 of this Current Report on Form 8-K is incorporated by reference into this Item 3.03. 5.03 In connection with the adoption of the Rights Agreement, the Company filed a Certificate of Amendment of Certificate of Incorporation of the Company related to the Series A Junior Participating Preferred Shares with the State of New York on September 3, 2014, attached hereto as Exhibit 3.1. 8.01 The Company’s Board of Directors received and unanimously rejected an unsolicited, non-binding letter of interest from Juniper Investment Company, LLC (“Juniper”). | a14-20428_18k.htm |
| 2014-08-26 | 8-K | 2014-08-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On August 25, 2014, Alteva, Inc. (the “Company”) announced that Mr. Brian J. Kelley, age 62, its current Interim Chief Executive Officer since May 7, 2014, has been appointed as the Chief Executive Officer (the “CEO”) and principal executive officer of the Company. 8.01 On August 25, 2014, the Company announced that it had completed its previously announced organizational re-alignment and operational restructuring and that it was undertaking two strategic initiatives: (a) evaluating selected strategic opportunities to supplement its organic growth potential via acquisition and (b) authorizing a stock repurchase program for up to $3 million of its common stock. | a14-20071_18k.htm |
| 2014-06-23 | 8-K | 2014-06-18 | 5.07 Submission of Matters to a Vote of Security Holders | a14-15906_18k.htm | |
| 2014-05-08 | 8-K | 2014-05-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 7, 2014, Alteva, Inc. (the “Company”) announced the appointment of Brian J. Kelley, age 62, as its Interim Chief Executive Officer, effective immediately. | a14-12264_18k.htm |
| 2014-05-01 | 8-K | 2014-04-30 | 8.01 Other Events | 8.01 Prior to the events described below, Alteva, Inc. (the “Company”) (NYSE MKT: ALTV), owned an 8.108% limited partnership interest in the Orange County-Poughkeepsie Limited Partnership (the “O-P”). | a14-11773_18k.htm |
| 2014-04-01 | 8-K | 2014-04-01 | 2.02 Results of Operations and Financial Condition | 2.02 On April 1, 2014, Alteva, Inc. (the “Company”) held a conference call to discuss the financial results of the Company for its fourth quarter and year ended December 31, 2013. | a14-9399_18k.htm |
| 2014-03-31 | 8-K | 2014-03-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On March 31, 2014, Alteva, Inc. (the “Company”) announced the termination, effective immediately, of the employment of David Cuthbert (its President, Chief Executive Officer, and Principal Executive Officer) and Jay Conn (its Chief Operating Officer). | a14-9294_18k.htm |
| 2014-03-25 | 8-K/A | 2014-03-14 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 As disclosed in the Current Report on Form 8-K filed on March 18, 2014 by Alteva, Inc. (the “Company”), the Audit Committee of the Board of Directors (the “Audit Committee”) of the Company, in consultation with management, determined on March 14, 2014 that, due to an error in the application of U.S. generally accepted accounting principles (“GAAP”) for income taxes related to the determination of the valuation allowance needed to reflect its deferred tax assets at the amount that is more than likely than not realizable, the Company’s previously filed consolidated financial statements and related financial statement schedules as of and for the year ended December 31, 2012, and the related reports of WithumSmith+Brown, PC, included in the Company’s Annual Report on Form 10-K/A for the year ended December 31, 2012, should no longer be relied upon. | a14-8865_28ka.htm |
| 2014-03-18 | 8-K | 2014-03-14 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On March 14, 2014, the Audit Committee of the Board of Directors (the “Audit Committee”) of the Company, in consultation with management, determined that, due to an error in the application of U.S. generally accepted accounting principles (“GAAP”) for income taxes related to the determination of the valuation allowance needed to reflect its deferred tax assets at the amount that is more than likely than not realizable, the Company’s previously filed consolidated financial statements and related financial statement schedules as of and for the year ended December 31, 2012, and the related reports of WithumSmith+Brown, PC, contained in the Company’s Annual Report on Form 10-K/A for the year ended December 31, 2012, should no longer be relied upon. | a14-8321_18k.htm |