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ALTEVA, INC. Form 8-K: Current report, 2013

ALTEVA, INC. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2013-11-07: Form 8-K; Period of report 2013-11-01; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
  • 2013-09-04: Form 8-K; Period of report 2013-09-01; Description 8.01 Other Events; Details 8.01.
  • 2013-08-07: Form 8-K; Period of report 2013-08-01; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
  • 2013-05-22: Form 8-K; Period of report 2013-05-16; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events; Details 5.03.
FiledFormPeriod of reportDescriptionDetailsDocument
2013-11-078-K2013-11-015.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 As previously disclosed in a Current Report on Form 8-K dated August 1, 2013, Alteva, Inc. (the “Company”) appointed Brian J. Kelley and Edward J. Morea to the Company’s Board of Directors, effective November 1, 2013.a13-23857_18k.htm
2013-09-048-K2013-09-018.01 Other Events8.01 On September 4, 2013, Alteva, Inc. announced that it had entered into an agreement to sell substantially all of the USA Datanet related assets of its wholly owned subsidiary Alteva of Syracuse, Inc. to a third party for approximately $600,000.a13-20176_18k.htm
2013-08-078-K2013-08-015.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On August 01, 2013 Alteva, Inc. (the “Company”), appointed Brian J. Kelley and Edward J. Morea to its Board of Directors (the “Board”), effective November 1, 2013.a13-18218_18k.htm
2013-05-228-K2013-05-165.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events5.03 On May 16, 2013, the shareholders of Alteva, Inc. (the “Company”) approved an amendment to the Company’s Certificate of Incorporation to change the Company’s name from Warwick Valley Telephone Company to Alteva, Inc. Also on May 16, 2013, the Company’s Board of Directors approved an amendment to the Company’s By-laws changing the Company’s principal office from Warwick, New York to Philadelphia, Pennsylvania.
5.07 At the Company’s 2013 Annual Meeting of Shareholders, held on Wednesday, May 16, 2013, the Company’s shareholders voted on the matters brought before the meeting as described below.
a13-12631_38k.htm
2013-05-168-K2013-05-167.01 Regulation FD Disclosure7.01 The slides presented during the President’s address at the Annual Meeting of Shareholders of Warwick Valley Telephone Company (the “Company”) are furnished as Exhibit 99.1 to this report.a13-12631_28k.htm
2013-05-138-K2013-05-075.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On May 7, 2013, Duane W. Albro resigned from the Board of Directors of Warwick Valley Telephone Company (the “Company”), effective as of that date.a13-12184_28k.htm
2013-05-108-K2013-05-104.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review4.02 On May 10, 2013, the Audit Committee of the Board of Directors (the “Audit Committee”) of Warwick Valley Telephone Company (the “Company”), upon management’s recommendation and after consultation with WithumSmith+Brown, PC, the Company’s independent registered public accounting firm for the years ended December 31, 2011 and 2012, determined that the Company’s Consolidated Statements of Cash Flows in the consolidated financial statements for the fiscal years ended December 31, 2011 and 2012, and the Condensed Consolidated Statements of Cash Flows for the fiscal quarters ended June 30, 2011, September 30, 2011, March 31, 2012, June 30, 2012 and September 30, 2012, need to be restated and should no longer be relied upon.a13-12184_18k.htm
2013-03-198-K/A2013-01-314.01 Changes in Registrant's Certifying Accountant4.01 As previously disclosed by Warwick Valley Telephone Company (the “Company”) on its Form 8-K dated February 6, 2013, the Audit Committee of the Company’s Board of Directors (the “Audit Committee”) approved the engagement of Ernst & Young LLP (“E&Y”) on January 31, 2013 as the Company’s independent registered accounting firm for the year ended December 31, 2013.a13-7820_38ka.htm
2013-03-198-K2013-03-131.01 Entry into a Material Definitive Agreement1.01 On March 13, 2013, Warwick Valley Telephone Company (the “Company”) entered into an employment agreement with its President and Chief Executive Officer, David J. Cuthbert (the “Employment Agreement”).a13-7820_28k.htm
2013-03-188-K2013-03-124.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review; 7.01 Regulation FD Disclosure4.02 On March 12, 2013, the Audit Committee of the Board of Directors of Warwick Valley Telephone Company (the “Company”), in consultation with management, determined that its consolidated balance sheets as of December 31, 2010 and 2011 and consolidated statements of shareholders equity as of December 31, 2009, 2010 and 2011 contained in its annual reports on Form 10-K for the years ended December 31, 2011 and its quarterly reports on Form 10-Q for the first, second and third quarters of 2011 and the first, second and third quarters of 2012 should be restated due to an error in the calculation of the deferred income taxes related to the temporary difference of accumulated depreciation of fixed assets.
7.01 On March 18, 2013, the Company issued a press release to report financial results for the fourth quarter ended December 31, 2012, and the restatement of its financial statements, as discussed above.
a13-7820_18k.htm
2013-03-158-K2013-03-111.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Entry into a Material Definitive Agreement.
1.02 The information required by this item is included in Item 1.01 and incorporated herein by reference.
2.03 The information required by this item is included in Item 1.01 and incorporated herein by reference.
a13-7688_18k.htm
2013-03-118-K2013-03-055.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On March 5, 2013, Warwick Valley Telephone Company (the “Company”) announced the termination of an employment agreement between the Company and Mr. Albro, dated December 14, 2011 (the “Employment Agreement”), and the departure of Duane W. Albro as Chief Executive Officer of the Company, effective immediately.a13-7222_18k.htm
2013-02-068-K2013-01-314.01 Changes in Registrant's Certifying Accountant4.01 The Audit Committee of the Board of Directors (the “Audit Committee”) of Warwick Valley Telephone Company (the “Company”) has completed a competitive process to review the appointment of the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2013.a13-4464_28k.htm
2013-02-058-K2013-02-048.01 Other Events8.01 On February 4, 2013, Warwick Valley Telephone Company (the “Company”), doing business as Alteva (NYSE MKT: ALTV), issued a press release announcing that effective with the start of trading on February 4th. its stock ticker symbol for its common stock will be ALTV on the NYSE MKT.a13-4464_18k.htm
2013-01-238-K2013-01-228.01 Other Events8.01 On January 22, 2013, Warwick Valley Telephone Company (NYSE MKT: WVT), formally known as WVT Communications Group or the Company, issued a press release stating that it will immediately begin conducting business as Alteva.v332828_8k.htm