ALTERYX, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 177 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-30: Reporting owner Jones Robert Scott; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-30: Reporting owner Jones Robert Scott; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2020-12-21: Reporting owner Stoecker Dean; Form 4; Security Class B Common Stock; Transaction Holding.
- 2020-12-21: Reporting owner Stoecker Dean; Form 4; Security Class B Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,167 4,167 owned after | $0.00 | 2020-12-31 | |
| 2020-12-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,167 0 owned after | $0.00 | 2020-12-31 | |
| 2020-12-21 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 423,451 owned after | no price filed | 2020-12-21 | |
| 2020-12-21 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 999,049 owned after | no price filed | 2020-12-21 | |
| 2020-12-21 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,072,449 owned after | no price filed | 2020-12-21 | |
| 2020-12-18 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −42,500 4,968,655 owned after | $0.00 | 2020-12-21 | |
| 2020-12-16 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 423,451 owned after | no price filed | 2020-12-16 | |
| 2020-12-16 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 999,049 owned after | no price filed | 2020-12-16 | |
| 2020-12-16 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,072,449 owned after | no price filed | 2020-12-16 | |
| 2020-12-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +960 960 owned after | $0.00 | 2020-12-17 | |
| 2020-12-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −960 0 owned after | $0.00 | 2020-12-17 | |
| 2020-12-14 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −30,000 5,011,155 owned after | $0.00 | 2020-12-16 | |
| 2020-12-02 | RUBIN KEVIN Officer (Chief Financial Officer) | 4/A | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,198 2,198 owned after | $0.00 | 2020-12-07 | |
| 2020-12-02 | RUBIN KEVIN Officer (Chief Financial Officer) | 4/A | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,198 0 owned after | $0.00 | 2020-12-07 | |
| 2020-12-02 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,061 9,061 owned after | $0.00 | 2020-12-02 | |
| 2020-12-02 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −9,061 0 owned after | $0.00 | 2020-12-02 | |
| 2020-12-02 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | Holding | 5,041,155 owned after | no price filed | 2020-12-02 | |
| 2020-12-01 | THOMSON REUTERS CORP /CAN/ Other (See Remarks) | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,245,231 0 owned after | no price filed | 2020-12-02 | |
| 2020-11-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4/A | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,166 4,166 owned after | $0.00 | 2020-12-14 | |
| 2020-11-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4/A | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,166 0 owned after | $0.00 | 2020-12-14 | |
| 2020-11-30 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,187 7,187 owned after | $0.00 | 2020-12-02 | |
| 2020-11-30 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,187 0 owned after | $0.00 | 2020-12-02 | |
| 2020-11-30 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,437 435,072 owned after | $0.00 | 2020-12-02 | |
| 2020-11-30 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −11,621 423,451 owned after | $119.45 | 2020-12-02 | |
| 2020-11-30 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −3,800 999,049 owned after | $0.00 | 2020-12-02 | |
| 2020-11-30 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −25,000 1,072,449 owned after | $0.00 | 2020-12-02 | |
| 2020-11-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +0 0 owned after | $0.00 | 2020-12-01 | |
| 2020-11-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −0 0 owned after | $0.00 | 2020-12-01 | |
| 2020-11-30 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,375 4,375 owned after | $0.00 | 2020-12-01 | |
| 2020-11-30 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,375 0 owned after | $0.00 | 2020-12-01 | |
| 2020-11-30 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,578 13,578 owned after | $0.00 | 2020-12-01 | |
| 2020-11-30 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,578 0 owned after | $0.00 | 2020-12-01 | |
| 2020-11-30 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,975 17,975 owned after | $119.84 exercise price | 2020-12-01 | |
| 2020-11-17 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 411,635 owned after | no price filed | 2020-11-17 | |
| 2020-11-17 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,002,849 owned after | no price filed | 2020-11-17 | |
| 2020-11-17 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,097,449 owned after | no price filed | 2020-11-17 | |
| 2020-11-16 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +960 960 owned after | $0.00 | 2020-11-18 | |
| 2020-11-16 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −960 0 owned after | $0.00 | 2020-11-18 | |
| 2020-11-13 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −30,000 5,041,155 owned after | $0.00 | 2020-11-17 | |
| 2020-11-09 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,248 2,248 owned after | $0.00 | 2020-11-12 | |
| 2020-11-09 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,248 0 owned after | $0.00 | 2020-11-12 | |
| 2020-10-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,166 4,166 owned after | $0.00 | 2020-11-03 | |
| 2020-10-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,166 0 owned after | $0.00 | 2020-11-03 | |
| 2020-10-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +684 684 owned after | $0.00 | 2020-10-19 | |
| 2020-10-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −684 0 owned after | $0.00 | 2020-10-19 | |
| 2020-10-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +320 320 owned after | $0.00 | 2020-10-19 | |
| 2020-10-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −320 0 owned after | $0.00 | 2020-10-19 | |
| 2020-10-14 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 411,635 owned after | no price filed | 2020-10-14 | |
| 2020-10-14 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,002,849 owned after | no price filed | 2020-10-14 | |
| 2020-10-14 holding as of filing | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,097,449 owned after | no price filed | 2020-10-14 | |
| 2020-10-13 | Stoecker Dean Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −30,000 5,071,155 owned after | $0.00 | 2020-10-14 | |
| 2020-10-05 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,300 2,300 owned after | $0.00 | 2020-10-06 | |
| 2020-10-05 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,300 0 owned after | $0.00 | 2020-10-06 | |
| 2020-09-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,167 4,167 owned after | $0.00 | 2020-10-02 | |
| 2020-09-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,167 0 owned after | $0.00 | 2020-10-02 | |
| 2020-09-16 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 411,635 owned after | no price filed | 2020-09-16 | |
| 2020-09-16 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,002,849 owned after | no price filed | 2020-09-16 | |
| 2020-09-16 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,097,449 owned after | no price filed | 2020-09-16 | |
| 2020-09-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,920 1,920 owned after | $0.00 | 2020-09-17 | |
| 2020-09-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,920 0 owned after | $0.00 | 2020-09-17 | |
| 2020-09-14 | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −30,000 5,101,155 owned after | $0.00 | 2020-09-16 | |
| 2020-09-02 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,300 2,300 owned after | $0.00 | 2020-09-03 | |
| 2020-09-02 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,300 0 owned after | $0.00 | 2020-09-03 | |
| 2020-08-31 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,166 4,166 owned after | $0.00 | 2020-09-02 | |
| 2020-08-31 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,166 0 owned after | $0.00 | 2020-09-02 | |
| 2020-08-17 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 411,635 owned after | no price filed | 2020-08-17 | |
| 2020-08-17 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,002,849 owned after | no price filed | 2020-08-17 | |
| 2020-08-17 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,097,449 owned after | no price filed | 2020-08-17 | |
| 2020-08-13 | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −30,000 5,131,155 owned after | $0.00 | 2020-08-17 | |
| 2020-08-07 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,176 5,176 owned after | $0.00 | 2020-08-11 | |
| 2020-08-07 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,176 0 owned after | $0.00 | 2020-08-11 | |
| 2020-08-07 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 1,000 owned after | $0.00 | 2020-08-11 | |
| 2020-08-07 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,000 0 owned after | $0.00 | 2020-08-11 | |
| 2020-07-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,166 4,166 owned after | $0.00 | 2020-07-31 | |
| 2020-07-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,166 0 owned after | $0.00 | 2020-07-31 | |
| 2020-07-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,604 2,604 owned after | $0.00 | 2020-07-16 | |
| 2020-07-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,604 0 owned after | $0.00 | 2020-07-16 | |
| 2020-07-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +729 729 owned after | $0.00 | 2020-07-16 | |
| 2020-07-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −729 0 owned after | $0.00 | 2020-07-16 | |
| 2020-07-15 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 411,635 owned after | no price filed | 2020-07-15 | |
| 2020-07-15 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,002,849 owned after | no price filed | 2020-07-15 | |
| 2020-07-15 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,097,449 owned after | no price filed | 2020-07-15 | |
| 2020-07-13 | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −30,000 5,161,155 owned after | $0.00 | 2020-07-15 | |
| 2020-07-06 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 4,000 owned after | $0.00 | 2020-07-07 | |
| 2020-07-06 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,000 0 owned after | $0.00 | 2020-07-07 | |
| 2020-07-06 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 1,000 owned after | $0.00 | 2020-07-07 | |
| 2020-07-06 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,000 0 owned after | $0.00 | 2020-07-07 | |
| 2020-06-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,167 4,167 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,167 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-17 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 411,635 owned after | no price filed | 2020-06-17 | |
| 2020-06-17 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,002,849 owned after | no price filed | 2020-06-17 | |
| 2020-06-17 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,097,449 owned after | no price filed | 2020-06-17 | |
| 2020-06-15 | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By The Dean A. Stoecker Trust dated December 16, 2013 | C Conversion of derivative security | −30,000 5,191,155 owned after | $0.00 | 2020-06-17 | |
| 2020-06-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,604 2,604 owned after | $0.00 | 2020-06-16 | |
| 2020-06-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,604 0 owned after | $0.00 | 2020-06-16 | |
| 2020-06-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +729 729 owned after | $0.00 | 2020-06-16 | |
| 2020-06-15 | Lal Christopher M Officer (CLO & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −729 0 owned after | $0.00 | 2020-06-16 | |
| 2020-06-10 | MAUDLIN TIMOTHY I Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,014 8,014 owned after | $0.00 | 2020-06-11 | |
| 2020-06-10 | MAUDLIN TIMOTHY I Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −8,014 0 owned after | $0.00 | 2020-06-11 | |
| 2020-06-04 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 4,000 owned after | $0.00 | 2020-06-08 |