ALTERYX, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-29: Reporting owner Stoecker Dean; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2017-12-29: Reporting owner Stoecker Dean; Form 4; Security Class B Common Stock; Transaction Holding.
- 2017-12-22: Reporting owner Stoecker Dean; Form 4; Security Class B Common Stock; Transaction Holding.
- 2017-12-11: Reporting owner Stoecker Dean; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | C Conversion of derivative security | −240,000 8,444,920 owned after | $0.00 | 2017-12-29 | |
| 2017-12-29 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | Holding | 386,818 owned after | no price filed | 2017-12-29 | |
| 2017-12-22 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | Holding | 386,818 owned after | no price filed | 2017-12-22 | |
| 2017-12-11 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | C Conversion of derivative security | −80,000 8,684,920 owned after | $0.00 | 2017-12-22 | |
| 2017-12-01 | Das Jayendra Director | 4 | Class B Common Stock Derivative · Indirect · By Sapphire Ventures Fund I, L.P. | C Conversion of derivative security | −1,092,283 0 owned after | no price filed | 2017-12-05 | |
| 2017-11-30 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | Holding | 8,764,920 owned after | no price filed | 2017-11-30 | |
| 2017-11-29 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,000 7,000 owned after | $0.00 | 2017-11-30 | |
| 2017-11-29 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,000 0 owned after | $0.00 | 2017-11-30 | |
| 2017-11-29 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,375 4,375 owned after | $0.00 | 2017-11-30 | |
| 2017-11-29 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,375 0 owned after | $0.00 | 2017-11-30 | |
| 2017-11-29 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,438 396,216 owned after | $0.00 | 2017-11-30 | |
| 2017-11-29 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −9,398 386,818 owned after | $24.79 | 2017-11-30 | |
| 2017-11-29 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,188 7,188 owned after | $0.00 | 2017-11-30 | |
| 2017-11-29 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,188 0 owned after | $0.00 | 2017-11-30 | |
| 2017-11-17 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 25,000 owned after | $0.00 | 2017-11-20 | |
| 2017-11-17 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −25,000 0 owned after | $0.00 | 2017-11-20 | |
| 2017-11-17 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 15,000 owned after | $0.00 | 2017-11-20 | |
| 2017-11-17 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −15,000 0 owned after | $0.00 | 2017-11-20 | |
| 2017-11-16 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 40,000 owned after | $0.00 | 2017-11-20 | |
| 2017-11-16 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −40,000 0 owned after | $0.00 | 2017-11-20 | |
| 2017-09-12 | Harding Edward P. 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −150,000 1,559,641 owned after | no price filed | 2017-09-13 | |
| 2017-09-12 | Duane Adams Olivia 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −150,000 1,400,173 owned after | no price filed | 2017-09-13 | |
| 2017-09-12 | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | C Conversion of derivative security | −600,000 8,764,920 owned after | no price filed | 2017-09-12 | |
| 2017-09-12 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Class B Common Stock Derivative · Direct | Holding | 372,778 owned after | no price filed | 2017-09-12 | |
| 2017-09-12 | Sapphire Ventures Fund I, L.P. | MARAKOVIC NINO NIKOLA | Sapphire Ventures (GPE) I, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Sapphire Ventures Fund I, L.P. | C Conversion of derivative security | −5,100,000 1,092,283 owned after | no price filed | 2017-09-12 | |
| 2017-09-12 | Das Jayendra Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Sapphire Ventures Fund I, L.P. | C Conversion of derivative security | −5,100,000 1,092,283 owned after | no price filed | 2017-09-12 | |
| 2017-09-12 | THOMSON REUTERS CORP /CAN/ 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,000,000 4,245,231 owned after | no price filed | 2017-09-12 | |
| 2017-06-27 holding as of filing | Ward Rob | GORDON MICHAEL B | Sherman Craig | Meritech Capital Partners V L.P. | Meritech Capital Associates V L.L.C. | MADERA PAUL S | Meritech Capital Affiliates V L.P. | Bischof George 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2017-06-27 | ||
| 2017-06-27 holding as of filing | Ward Rob | GORDON MICHAEL B | Sherman Craig | Meritech Capital Partners V L.P. | Meritech Capital Associates V L.L.C. | MADERA PAUL S | Meritech Capital Affiliates V L.P. | Bischof George 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2017-06-27 | ||
| 2017-04-05 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II TT GP, Ltd | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class B Common Stock (*) Derivative · Direct | Holding | no price filed | 2017-04-05 | ||
| 2017-04-05 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II TT GP, Ltd | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class B Common Stock (**) Derivative · Direct | Holding | no price filed | 2017-04-05 | ||
| 2017-04-05 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II TT GP, Ltd | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class B Common Stock (***) Derivative · Direct | Holding | no price filed | 2017-04-05 | ||
| 2017-04-05 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II TT GP, Ltd | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class C Common Stock (*) Derivative · Direct | Holding | no price filed | 2017-04-05 | ||
| 2017-04-05 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II TT GP, Ltd | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class C Common Stock (**) Derivative · Direct | Holding | no price filed | 2017-04-05 | ||
| 2017-04-05 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II TT GP, Ltd | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class C Common Stock (***) Derivative · Direct | Holding | no price filed | 2017-04-05 | ||
| 2017-03-29 | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ Strategic Partners II TT GP, Ltd | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +621,660 907,480 owned after | $0.00 | 2017-04-05 | |
| 2017-03-29 | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ Strategic Partners II TT GP, Ltd | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +486,634 710,373 owned after | $0.00 | 2017-04-05 | |
| 2017-03-29 | Makan Divesh | ICONIQ Strategic Partners II GP, L.P. | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ Strategic Partners II TT GP, Ltd | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +721,437 1,053,132 owned after | $0.00 | 2017-04-05 | |
| 2017-03-29 | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | Makan Divesh | ICONIQ STRATEGIC PARTNERS II-B, L.P. | ICONIQ STRATEGIC PARTNERS II, L.P. | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +621,660 907,480 owned after | $0.00 | 2017-03-31 | |
| 2017-03-29 | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | Makan Divesh | ICONIQ STRATEGIC PARTNERS II-B, L.P. | ICONIQ STRATEGIC PARTNERS II, L.P. | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +486,634 710,373 owned after | $0.00 | 2017-03-31 | |
| 2017-03-29 | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | Makan Divesh | ICONIQ STRATEGIC PARTNERS II-B, L.P. | ICONIQ STRATEGIC PARTNERS II, L.P. | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +721,437 1,053,132 owned after | $0.00 | 2017-03-31 | |
| 2017-03-29 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock (*) Derivative · Direct | Holding | no price filed | 2017-03-29 | ||
| 2017-03-29 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock (**) Derivative · Direct | Holding | no price filed | 2017-03-29 | ||
| 2017-03-29 holding as of filing | ICONIQ Strategic Partners II Co-Invest, L.P., AX Series | ICONIQ STRATEGIC PARTNERS II, L.P. | ICONIQ STRATEGIC PARTNERS II-B, L.P. | Makan Divesh | Griffith William J.G. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock (***) Derivative · Direct | Holding | no price filed | 2017-03-29 | ||
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +1,256,204 3,993,269 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +324,944 1,032,943 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +398,429 1,266,543 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +44,833 142,515 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +1,174,437 3,733,342 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +849,974 2,701,933 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | +2,024,410 6,435,270 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | +2,024,410 6,435,270 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners Coinvestment Fund III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | +4,048,821 12,870,545 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Associates Coinvestment III, Ltd. | Insight Venture Associates Coinvestment III, L.P. 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | +2,024,411 6,435,275 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Insight Venture Associates Coinvestment III, Ltd. | Insight Venture Associates Coinvestment III, L.P. 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | +2,024,411 6,435,275 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | HORING JEFF Director | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | +4,048,821 12,870,545 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Sapphire Ventures (GPE) I, L.L.C. | MARAKOVIC NINO NIKOLA | Sapphire Ventures Fund I, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Sapphire Ventures Fund I, L.P. | C Conversion of derivative security | +6,192,283 6,192,283 owned after | no price filed | 2017-03-29 | |
| 2017-03-29 | Das Jayendra Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Sapphire Ventures Fund I, L.P. | C Conversion of derivative security | +6,192,283 6,192,283 owned after | no price filed | 2017-03-29 | |
| 2017-03-27 holding as of filing | THOMSON REUTERS CORP /CAN/ 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-03-27 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Holdings Group, LLC | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Venture Associates Coinvestment III, L.P. | Insight Venture Associates Coinvestment III, Ltd. 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | Insight Venture Associates Coinvestment III, L.P. | Insight Venture Associates Coinvestment III, Ltd. 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2017-03-24 | ||
| 2017-03-24 holding as of filing | HORING JEFF Director | 3 | Class B Common Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2017-03-24 | ||
| 2017-03-23 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2017-03-23 | ||
| 2017-03-23 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-03-23 | ||
| 2017-03-23 holding as of filing | Harding Edward P. 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2017-03-23 | ||
| 2017-03-23 holding as of filing | Evans Paul Myron 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2017-03-23 | ||
| 2017-03-23 holding as of filing | Duane Adams Olivia 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2017-03-23 | ||
| 2017-03-23 holding as of filing | GORDON MICHAEL B | Bischof George | MADERA PAUL S | Meritech Capital Associates V L.L.C. | Sherman Craig | Meritech Capital Affiliates V L.P. | Ward Rob | Meritech Capital Partners V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2017-03-23 | ||
| 2017-03-23 holding as of filing | GORDON MICHAEL B | Bischof George | MADERA PAUL S | Meritech Capital Associates V L.L.C. | Sherman Craig | Meritech Capital Affiliates V L.P. | Ward Rob | Meritech Capital Partners V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2017-03-23 |