ALTERYX, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-14: Reporting owner Lal Christopher M; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-14: Reporting owner Lal Christopher M; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2018-12-10: Reporting owner RUBIN KEVIN; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-10: Reporting owner RUBIN KEVIN; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-14 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +795 795 owned after | $0.00 | 2018-12-17 | |
| 2018-12-14 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −795 0 owned after | $0.00 | 2018-12-17 | |
| 2018-12-10 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,500 8,500 owned after | $0.00 | 2018-12-12 | |
| 2018-12-10 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −8,500 0 owned after | $0.00 | 2018-12-12 | |
| 2018-12-03 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | Holding | 7,824,920 owned after | no price filed | 2018-12-03 | |
| 2018-11-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,333 1,333 owned after | $0.00 | 2018-11-30 | |
| 2018-11-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −1,333 0 owned after | $0.00 | 2018-11-30 | |
| 2018-11-29 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,438 410,256 owned after | $0.00 | 2018-12-03 | |
| 2018-11-29 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −10,437 399,819 owned after | $58.36 | 2018-12-03 | |
| 2018-11-29 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,188 7,188 owned after | $0.00 | 2018-12-03 | |
| 2018-11-29 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,188 0 owned after | $0.00 | 2018-12-03 | |
| 2018-11-29 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,375 4,375 owned after | $0.00 | 2018-12-03 | |
| 2018-11-29 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,375 0 owned after | $0.00 | 2018-12-03 | |
| 2018-11-29 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,000 7,000 owned after | $0.00 | 2018-12-03 | |
| 2018-11-29 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,000 0 owned after | $0.00 | 2018-12-03 | |
| 2018-11-19 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,500 8,500 owned after | $0.00 | 2018-11-21 | |
| 2018-11-19 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −8,500 0 owned after | $0.00 | 2018-11-21 | |
| 2018-10-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,166 4,166 owned after | $0.00 | 2018-10-31 | |
| 2018-10-30 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,166 0 owned after | $0.00 | 2018-10-31 | |
| 2018-10-02 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | Holding | 386,818 owned after | no price filed | 2018-10-02 | |
| 2018-10-01 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,168 4,168 owned after | $0.00 | 2018-10-02 | |
| 2018-10-01 | Jones Robert Scott Officer (Pres. & Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,168 0 owned after | $0.00 | 2018-10-02 | |
| 2018-09-28 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | C Conversion of derivative security | −160,000 7,824,920 owned after | $0.00 | 2018-10-02 | |
| 2018-09-10 | HORING JEFF Director | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,000,000 7,370,545 owned after | no price filed | 2018-09-12 | |
| 2018-09-10 | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −310,264 2,286,817 owned after | no price filed | 2018-09-12 | |
| 2018-09-10 | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −80,257 591,532 owned after | no price filed | 2018-09-12 | |
| 2018-09-10 | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −98,406 725,308 owned after | no price filed | 2018-09-12 | |
| 2018-09-10 | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Partners VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −11,073 81,614 owned after | no price filed | 2018-09-12 | |
| 2018-09-06 | Insight Venture Associates Coinvestment III, Ltd. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates Coinvestment III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −290,069 2,137,964 owned after | no price filed | 2018-09-12 | |
| 2018-09-06 | Insight Venture Associates Coinvestment III, Ltd. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Holdings Group, LLC | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Associates Coinvestment III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −209,931 1,547,310 owned after | no price filed | 2018-09-12 | |
| 2018-09-06 | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Associates VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −620,528 2,597,081 owned after | no price filed | 2018-09-10 | |
| 2018-09-06 | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Associates VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −160,513 671,789 owned after | no price filed | 2018-09-10 | |
| 2018-09-06 | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Associates VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −196,813 823,714 owned after | no price filed | 2018-09-10 | |
| 2018-09-06 | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Holdings Group, LLC | Insight Venture Associates VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −22,146 92,687 owned after | no price filed | 2018-09-10 | |
| 2018-09-06 | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Associates Coinvestment III, L.P. | Insight Holdings Group, LLC | Insight Venture Associates Coinvestment III, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −580,137 2,428,033 owned after | no price filed | 2018-09-10 | |
| 2018-09-06 | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Associates Coinvestment III, L.P. | Insight Holdings Group, LLC | Insight Venture Associates Coinvestment III, Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −419,863 1,757,241 owned after | no price filed | 2018-09-10 | |
| 2018-08-31 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,167 4,167 owned after | $0.00 | 2018-09-04 | |
| 2018-08-31 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,167 0 owned after | $0.00 | 2018-09-04 | |
| 2018-08-27 | MAUDLIN TIMOTHY I Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,286 9,286 owned after | $0.00 | 2018-08-29 | |
| 2018-08-27 | MAUDLIN TIMOTHY I Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −9,286 0 owned after | $0.00 | 2018-08-29 | |
| 2018-08-22 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $0.00 | 2018-08-24 | |
| 2018-08-22 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2018-08-24 | |
| 2018-08-16 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $0.00 | 2018-08-20 | |
| 2018-08-16 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2018-08-20 | |
| 2018-08-13 | HORING JEFF Director | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,000,000 8,370,545 owned after | no price filed | 2018-09-10 | |
| 2018-08-13 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,001 23,001 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,002 14,002 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −37,003 0 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | HORING JEFF Director | 4 | Class B Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,500,000 10,370,545 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −775,660 3,217,609 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −200,641 832,302 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −246,016 1,020,527 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −27,682 114,833 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −725,172 3,008,170 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −524,829 2,177,104 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,249,999 5,185,271 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,249,999 5,185,271 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Partners VIII, L.P. | Insight Venture Associates VIII, Ltd. | Insight Venture Partners(Delaware) VIII, L.P. | Insight Venture Partners (Cayman) VIII, L.P. | Insight Venture Associates VIII, L.P. | Insight Venture Partners VIII (Co-Investors), L.P. | Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. | Insight Venture Partners Coinvestment Fund III, L.P. | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,500,000 10,370,545 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Associates Coinvestment III, L.P. | Insight Venture Associates Coinvestment III, Ltd. 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,250,001 5,185,274 owned after | no price filed | 2018-08-15 | |
| 2018-08-13 | Insight Venture Associates Coinvestment III, L.P. | Insight Venture Associates Coinvestment III, Ltd. 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,250,001 5,185,274 owned after | no price filed | 2018-08-15 | |
| 2018-08-09 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +85,000 85,000 owned after | $0.00 | 2018-08-13 | |
| 2018-08-09 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −85,000 0 owned after | $0.00 | 2018-08-13 | |
| 2018-07-30 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,167 4,167 owned after | $0.00 | 2018-07-31 | |
| 2018-07-30 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,167 0 owned after | $0.00 | 2018-07-31 | |
| 2018-07-16 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,500 8,500 owned after | $0.00 | 2018-07-17 | |
| 2018-07-16 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −8,500 0 owned after | $0.00 | 2018-07-17 | |
| 2018-07-05 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,168 4,168 owned after | $0.00 | 2018-07-05 | |
| 2018-07-05 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,168 0 owned after | $0.00 | 2018-07-05 | |
| 2018-07-03 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | Holding | 386,818 owned after | no price filed | 2018-07-03 | |
| 2018-06-29 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | C Conversion of derivative security | −220,000 7,984,920 owned after | $0.00 | 2018-07-03 | |
| 2018-06-20 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $0.00 | 2018-06-20 | |
| 2018-06-20 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,000 0 owned after | $0.00 | 2018-06-20 | |
| 2018-06-15 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,500 8,500 owned after | $0.00 | 2018-06-15 | |
| 2018-06-15 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −8,500 0 owned after | $0.00 | 2018-06-15 | |
| 2018-06-12 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,269 20,269 owned after | $0.00 | 2018-06-12 | |
| 2018-06-12 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,269 0 owned after | $0.00 | 2018-06-12 | |
| 2018-06-11 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +100 100 owned after | $0.00 | 2018-06-12 | |
| 2018-06-11 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −100 0 owned after | $0.00 | 2018-06-12 | |
| 2018-06-01 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,076 6,076 owned after | $0.00 | 2018-06-05 | |
| 2018-06-01 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,076 0 owned after | $0.00 | 2018-06-05 | |
| 2018-04-03 holding as of filing | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Direct | Holding | 386,818 owned after | no price filed | 2018-04-03 | |
| 2018-04-02 | Stoecker Dean Director, Officer (Chairman of the Board & CEO) | 4 | Class B Common Stock Derivative · Indirect · By DBRA, Limited Partnership | C Conversion of derivative security | −240,000 8,204,920 owned after | $0.00 | 2018-04-03 | |
| 2018-03-15 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +32,731 32,731 owned after | $0.00 | 2018-03-16 | |
| 2018-03-15 | Eide Langley P. Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −32,731 0 owned after | $0.00 | 2018-03-16 | |
| 2018-03-02 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $0.00 | 2018-03-02 | |
| 2018-03-02 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,000 0 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Lal Christopher M Officer (SVP, GC & Corp. Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $0.00 | 2018-03-02 | |
| 2018-02-28 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,000 13,000 owned after | $0.00 | 2018-02-28 | |
| 2018-02-28 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,000 0 owned after | $0.00 | 2018-02-28 | |
| 2018-02-26 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 40,000 owned after | $0.00 | 2018-02-28 | |
| 2018-02-26 | RUBIN KEVIN Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −40,000 0 owned after | $0.00 | 2018-02-28 | |
| 2018-02-26 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +27,226 27,226 owned after | $0.00 | 2018-02-28 | |
| 2018-02-26 | Jones Robert Scott Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −27,226 0 owned after | $0.00 | 2018-02-28 |