Advertisement
Screener

ALPINE IMMUNE SCIENCES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

ALPINE IMMUNE SCIENCES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2017-01-03: Reporting owner Rodman David Malcom; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-10-03: Reporting owner Rodman David Malcom; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-07-01: Reporting owner Rodman David Malcom; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-04-22: Reporting owner Rodman David Malcom; Form 3; Security Restricted Stock Units; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2017-01-03Rodman David Malcom
Officer (Exec Vice President and CMO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,056
162,501 owned after
$0.002017-01-05
2016-10-03Rodman David Malcom
Officer (Exec Vice President and CMO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,056
180,556 owned after
$0.002016-10-05
2016-07-01Rodman David Malcom
Officer (Exec Vice President and CMO)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,055
198,612 owned after
$0.002016-07-06
2016-04-22
holding as of filing
Rodman David Malcom
Officer (See Remarks)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2016-04-22