ALPINE IMMUNE SCIENCES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 117 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-05-20: Reporting owner Peetz Christopher; Form 4; Security Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-05-20: Reporting owner Peetz Christopher; Form 4; Security Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-05-20: Reporting owner Peetz Christopher; Form 4; Security Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2024-05-20: Reporting owner Peetz Christopher; Form 4; Security Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-05-20 | Peetz Christopher Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $7.91 exercise price | 2024-05-20 | |
| 2024-05-20 | Peetz Christopher Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $4.09 exercise price | 2024-05-20 | |
| 2024-05-20 | Peetz Christopher Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $3.62 exercise price | 2024-05-20 | |
| 2024-05-20 | Peetz Christopher Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $13.45 exercise price | 2024-05-20 | |
| 2024-05-20 | Peetz Christopher Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.89 exercise price | 2024-05-20 | |
| 2024-05-20 | Peetz Christopher Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.43 exercise price | 2024-05-20 | |
| 2024-05-20 | Peetz Christopher Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $19.00 exercise price | 2024-05-20 | |
| 2024-05-20 | Hernday Natasha Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $11.07 exercise price | 2024-05-20 | |
| 2024-05-20 | Hernday Natasha Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $13.45 exercise price | 2024-05-20 | |
| 2024-05-20 | Hernday Natasha Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.89 exercise price | 2024-05-20 | |
| 2024-05-20 | Hernday Natasha Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.43 exercise price | 2024-05-20 | |
| 2024-05-20 | Hernday Natasha Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $19.00 exercise price | 2024-05-20 | |
| 2024-05-20 | Drappa Jorn Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.71 exercise price | 2024-05-20 | |
| 2024-05-20 | Drappa Jorn Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.43 exercise price | 2024-05-20 | |
| 2024-05-20 | Drappa Jorn Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $19.00 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,868 0 owned after | $69.96 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,075 0 owned after | $31.08 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,912 0 owned after | $61.12 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $11.31 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $4.09 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $3.62 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $13.45 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.89 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.43 exercise price | 2024-05-20 | |
| 2024-05-20 | CONWAY ROBERT E Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $19.00 exercise price | 2024-05-20 | |
| 2024-05-20 | Topper James N Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $11.31 exercise price | 2024-05-20 | |
| 2024-05-20 | Topper James N Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $4.09 exercise price | 2024-05-20 | |
| 2024-05-20 | Topper James N Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $3.62 exercise price | 2024-05-20 | |
| 2024-05-20 | Topper James N Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $13.45 exercise price | 2024-05-20 | |
| 2024-05-20 | Topper James N Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.89 exercise price | 2024-05-20 | |
| 2024-05-20 | Topper James N Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.43 exercise price | 2024-05-20 | |
| 2024-05-20 | Topper James N Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $19.00 exercise price | 2024-05-20 | |
| 2024-05-20 | Thompson Peter A. Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $11.31 exercise price | 2024-05-20 | |
| 2024-05-20 | Thompson Peter A. Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $4.09 exercise price | 2024-05-20 | |
| 2024-05-20 | Thompson Peter A. Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $3.62 exercise price | 2024-05-20 | |
| 2024-05-20 | Thompson Peter A. Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $13.45 exercise price | 2024-05-20 | |
| 2024-05-20 | Thompson Peter A. Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.89 exercise price | 2024-05-20 | |
| 2024-05-20 | Thompson Peter A. Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.43 exercise price | 2024-05-20 | |
| 2024-05-20 | Thompson Peter A. Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $19.00 exercise price | 2024-05-20 | |
| 2024-05-20 | Decheng Capital China Life Sciences USD Fund III, L.P. | Decheng Capital Global Healthcare GP, LLC | Cui Xiangmin | Decheng Capital Management III (Cayman), LLC | Decheng Capital Global Healthcare Fund (Master), LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $5.70 exercise price | 2024-05-20 | |
| 2024-05-20 | Decheng Capital China Life Sciences USD Fund III, L.P. | Decheng Capital Global Healthcare GP, LLC | Cui Xiangmin | Decheng Capital Management III (Cayman), LLC | Decheng Capital Global Healthcare Fund (Master), LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $3.62 exercise price | 2024-05-20 | |
| 2024-05-20 | Decheng Capital China Life Sciences USD Fund III, L.P. | Decheng Capital Global Healthcare GP, LLC | Cui Xiangmin | Decheng Capital Management III (Cayman), LLC | Decheng Capital Global Healthcare Fund (Master), LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,650 0 owned after | $13.45 exercise price | 2024-05-20 | |
| 2024-05-20 | Decheng Capital China Life Sciences USD Fund III, L.P. | Decheng Capital Global Healthcare GP, LLC | Cui Xiangmin | Decheng Capital Management III (Cayman), LLC | Decheng Capital Global Healthcare Fund (Master), LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.89 exercise price | 2024-05-20 | |
| 2024-05-20 | Decheng Capital China Life Sciences USD Fund III, L.P. | Decheng Capital Global Healthcare GP, LLC | Cui Xiangmin | Decheng Capital Management III (Cayman), LLC | Decheng Capital Global Healthcare Fund (Master), LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.43 exercise price | 2024-05-20 | |
| 2024-05-20 | Decheng Capital China Life Sciences USD Fund III, L.P. | Decheng Capital Global Healthcare GP, LLC | Cui Xiangmin | Decheng Capital Management III (Cayman), LLC | Decheng Capital Global Healthcare Fund (Master), LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $19.00 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −836 0 owned after | $11.31 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −137 0 owned after | $5.02 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −143 0 owned after | $6.51 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,214 0 owned after | $3.23 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −112,945 0 owned after | $13.20 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −112,500 0 owned after | $13.30 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,999 0 owned after | $7.55 exercise price | 2024-05-20 | |
| 2024-05-20 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,000 0 owned after | $18.33 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,407 0 owned after | $11.31 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −236,623 0 owned after | $6.33 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −71,874 0 owned after | $6.51 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $7.20 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −81,088 0 owned after | $3.23 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −142,975 0 owned after | $13.20 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −215,000 0 owned after | $13.30 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $7.55 exercise price | 2024-05-20 | |
| 2024-05-20 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $18.33 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | $11.31 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −247,951 0 owned after | $0.65 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −208,916 0 owned after | $5.02 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $6.51 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −270,000 0 owned after | $3.23 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −255,000 0 owned after | $13.20 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −215,000 0 owned after | $13.30 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −336,755 0 owned after | $7.55 exercise price | 2024-05-20 | |
| 2024-05-20 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −240,000 0 owned after | $18.33 exercise price | 2024-05-20 | |
| 2024-05-20 | FUHS ULRICH MARTIN Officer (Chief Accounting Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,180 0 owned after | $12.07 exercise price | 2024-05-20 | |
| 2024-05-20 | FUHS ULRICH MARTIN Officer (Chief Accounting Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,700 0 owned after | $7.91 exercise price | 2024-05-20 | |
| 2024-05-20 | FUHS ULRICH MARTIN Officer (Chief Accounting Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,600 0 owned after | $35.89 exercise price | 2024-05-20 | |
| 2024-05-20 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,635 0 owned after | $4.09 exercise price | 2024-05-20 | |
| 2024-05-20 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,922 0 owned after | $3.23 exercise price | 2024-05-20 | |
| 2024-05-20 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,155 0 owned after | $13.20 exercise price | 2024-05-20 | |
| 2024-05-20 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −112,500 0 owned after | $13.30 exercise price | 2024-05-20 | |
| 2024-05-20 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −109,000 0 owned after | $7.55 exercise price | 2024-05-20 | |
| 2024-05-20 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,000 0 owned after | $18.33 exercise price | 2024-05-20 | |
| 2024-05-08 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,025 142,975 owned after | $13.20 exercise price | 2024-05-10 | |
| 2024-05-08 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,126 71,874 owned after | $6.51 exercise price | 2024-05-10 | |
| 2024-05-08 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,267 0 owned after | $0.65 exercise price | 2024-05-10 | |
| 2024-05-08 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −161,492 0 owned after | $0.65 exercise price | 2024-05-10 | |
| 2024-05-08 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,593 42,407 owned after | $11.31 exercise price | 2024-05-10 | |
| 2024-05-08 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,912 81,088 owned after | $3.23 exercise price | 2024-05-10 | |
| 2024-05-08 | PENG STANFORD L Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,377 236,623 owned after | $6.33 exercise price | 2024-05-10 | |
| 2024-05-08 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,845 70,155 owned after | $13.20 exercise price | 2024-05-10 | |
| 2024-05-08 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.51 exercise price | 2024-05-10 | |
| 2024-05-08 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,365 2,635 owned after | $4.09 exercise price | 2024-05-10 | |
| 2024-05-08 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,078 26,922 owned after | $3.23 exercise price | 2024-05-10 | |
| 2024-05-08 | DURAND REMY Officer (Chief Business Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.76 exercise price | 2024-05-10 | |
| 2024-05-08 | GOLD MITCHELL Director, Officer (Executive Chairman and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,245 336,755 owned after | $7.55 exercise price | 2024-05-10 | |
| 2024-05-08 | FUHS ULRICH MARTIN Officer (Chief Accounting Officer) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,820 52,180 owned after | $12.07 exercise price | 2024-05-10 | |
| 2024-05-07 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 108,999 owned after | $7.55 exercise price | 2024-05-09 | |
| 2024-05-07 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,055 112,945 owned after | $13.20 exercise price | 2024-05-09 | |
| 2024-05-07 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −857 143 owned after | $6.51 exercise price | 2024-05-09 | |
| 2024-05-07 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −164 836 owned after | $11.31 exercise price | 2024-05-09 | |
| 2024-05-07 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,286 1,214 owned after | $3.23 exercise price | 2024-05-09 | |
| 2024-05-07 | Rickey James Paul Officer (See Remarks) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −398 137 owned after | $5.02 exercise price | 2024-05-09 |