ALPINE IMMUNE SCIENCES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-09-29: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-09-17; Total offering amount $91,003,125.
- 2020-08-07: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-07-28; Total offering amount $82,666,486.
- 2019-01-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-01-18; Total offering amount $48,660,651.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-09-29 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-09-17 | $91,003,125 | $90,999,934 | $3,191 | 16 |
| 2020-08-07 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-07-28 | $82,666,486 | $60,000,013 | $22,666,473 | 25 |
| 2019-01-30 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2019-01-18 | $48,660,651 | $25,274,979 | $23,385,672 | 8 |