Alexza Pharmaceuticals Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-02-24: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-02-23; Total offering amount $5,000,000.
- 2015-09-28: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-09-28; Total offering amount $143,750.
- 2014-10-28: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-10-27; Total offering amount $8,000,000.
- 2012-03-16: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-03-15; Total offering amount $3,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-02-24 | Rule 506(b) | Equity | 2016-02-23 | $5,000,000 | $5,000,000 | $0 | 1 |
| 2015-09-28 | Rule 506(b) | Equity | 2015-09-28 | $143,750 | $143,750 | $0 | 1 |
| 2014-10-28 | Rule 506(b) | Equity | 2014-10-27 | $8,000,000 | $8,000,000 | $0 | 1 |
| 2012-03-16 | Rule 506 | Equity | 2012-03-15 | $3,000,000 | $3,000,000 | $0 | 1 |