Alexza Pharmaceuticals Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-03-28: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-03-18; Total offering amount $3,457.
- 2013-05-21: Federal exemption Rule 506; Types of securities offered Debt; SecurityToBeAcquired; Date of first sale Yet to occur; Total offering amount $25,000,000.
- 2010-05-12: Federal exemption Rule 506; Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-05-04; Total offering amount $1,012,500.
- 2009-10-06: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-10-05; Total offering amount $19,720,309.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-03-28 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2014-03-18 | $3,457 | $3,457 | $0 | 9 |
| 2013-05-21 | Rule 506 | Debt; SecurityToBeAcquired | Yet to occur | $25,000,000 | $0 | $25,000,000 | 1 |
| 2010-05-12 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2010-05-04 | $1,012,500 | $1,012,500 | $0 | 1 |
| 2009-10-06 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-10-05 | $19,720,309 | $19,720,309 | $0 | 30 |
| 2009-08-27 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-08-26 | Indefinite | $0 | Indefinite | 15 |