ALEXANDERS J CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-08: Reporting owner LEWIS R GREGORY; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-08: Reporting owner STEAKLEY JOSEPH N; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-08: Reporting owner RECTOR BRENDA B; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-08: Reporting owner PARKEY MARK A; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-08 | LEWIS R GREGORY Officer (Vice President - Finance & Sec) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $5.50 exercise price | 2011-08-10 | |
| 2011-08-08 | STEAKLEY JOSEPH N Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $5.50 exercise price | 2011-08-09 | |
| 2011-08-08 | RECTOR BRENDA B Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $5.50 exercise price | 2011-08-09 | |
| 2011-08-08 | PARKEY MARK A Officer (Vice President & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.50 exercise price | 2011-08-09 | |
| 2011-08-08 | MOORE J MICHAEL Officer (VP Human Resources & Admin.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.50 exercise price | 2011-08-09 | |
| 2011-08-08 | STOUT LONNIE J II Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.50 exercise price | 2011-08-09 | |
| 2011-08-08 | DUNCAN E TOWNES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $5.50 exercise price | 2011-08-09 | |
| 2011-05-10 | DUNCAN E TOWNES Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $2.24 exercise price | 2011-05-11 | |
| 2011-03-14 | REED J BRADBURY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $2.24 exercise price | 2011-03-16 | |
| 2011-02-08 | LEWIS R GREGORY Officer (Vice President-Finance & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.25 exercise price | 2011-02-10 | |
| 2011-01-24 | LEWIS R GREGORY Officer (Vice President-Finance & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $2.25 exercise price | 2011-01-26 |