ALEXANDERS J CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-30: Reporting owner STOUT LONNIE J II; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-29: Reporting owner PARKEY MARK A; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-29: Reporting owner LEWIS R GREGORY; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-07-24: Reporting owner PARKEY MARK A; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-30 | STOUT LONNIE J II Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,582 0 owned after | $2.75 exercise price | 2008-10-01 | |
| 2008-09-29 | PARKEY MARK A Officer (Vice President & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $2.75 exercise price | 2008-10-01 | |
| 2008-09-29 | LEWIS R GREGORY Officer (Vice President-Finance & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,200 0 owned after | $2.75 exercise price | 2008-10-01 | |
| 2008-07-24 | PARKEY MARK A Officer (Vice President & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | MOORE J MICHAEL Officer (VP Human Resources & Admin.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | LEWIS R GREGORY Officer (Vice President-Finance & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | STOUT LONNIE J II Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | REED J BRADBURY Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | STEAKLEY JOSEPH N Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | RECTOR BRENDA B Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | FRITTS GARLAND G Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-07-24 | DUNCAN E TOWNES Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $6.10 exercise price | 2008-07-25 | |
| 2008-05-19 | DUNCAN E TOWNES Director, 10% Owner | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $4.97 exercise price | 2008-05-20 |