AKOUSTIS TECHNOLOGIES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-20: Reporting owner Boller Kenneth; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2019-12-20: Reporting owner Boller Kenneth; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2019-12-19: Reporting owner RUDY SUZANNE B; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-19: Reporting owner NEAL JERRY D; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-20 holding as of filing | Boller Kenneth Officer (Interim CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 20,000 owned after | no price filed | 2019-12-20 | |
| 2019-12-20 holding as of filing | Boller Kenneth Officer (Interim CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 9,000 owned after | no price filed | 2019-12-20 | |
| 2019-12-19 | RUDY SUZANNE B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,854 1,854 owned after | $0.00 | 2019-12-20 | |
| 2019-12-19 | NEAL JERRY D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,854 1,854 owned after | $0.00 | 2019-12-20 | |
| 2019-12-19 | Boller Kenneth Officer (Interim CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $0.00 | 2019-12-20 | |
| 2019-12-18 | Boller Kenneth Officer (Interim CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2019-12-20 | |
| 2019-12-18 | Houlden Rohan Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2019-12-20 | |
| 2019-12-18 | Aichele David Officer (EVP of Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2019-12-20 |