AKOUSTIS TECHNOLOGIES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-12-15: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-11-14; Total offering amount $14,524,504.
- 2017-11-29: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-11-14; Total offering amount $15,000,000.
- 2017-05-17: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-05-02; Total offering amount $6,300,000.
- 2017-01-26: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-11-23; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-12-15 D/A | Rule 506(b) | Equity | 2017-11-14 | $14,524,504 | $14,524,504 | $0 | 92 |
| 2017-11-29 | Rule 506(b) | Equity | 2017-11-14 | $15,000,000 | $1,000,000 | $14,000,000 | 6 |
| 2017-05-17 | Rule 506(b) | Equity | 2017-05-02 | $6,300,000 | $1,566,900 | $4,733,100 | 7 |
| 2017-01-26 D/A | Rule 506(b) | Equity | 2016-11-23 | $10,000,000 | $9,959,980 | $40,020 | 70 |
| 2016-12-30 D/A | Rule 506(b) | Equity | 2016-11-23 | $10,000,000 | $3,665,000 | $6,335,000 | 28 |
| 2016-12-08 | Rule 506(b) | Equity | 2016-11-23 | $10,000,000 | $1,610,000 | $8,390,000 | 8 |
| 2016-03-25 | Rule 506(b) | Equity | 2016-03-10 | $4,000,000 | $501,000 | $3,499,000 | 8 |
| 2015-06-05 | Rule 506(b) | Equity | 2015-05-22 | $8,250,009 | $8,250,009 | $0 | 18 |
| 2015-06-05 | Rule 506(b) | Equity | 2015-05-22 | $6,000,000 | $5,296,656 | $703,344 | 55 |