AKOUSTIS TECHNOLOGIES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-05-25: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Convertible promissory notes; guarantees by the Issuer's subsidiary of obligations under such notes; and shares of common stock issuable upon conversion of the notes as payment of accrued interest, make-whole payments and certain fundamental changes.; Date of first sale 2018-05-10; Total offering amount $15,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-05-25 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; Convertible promissory notes; guarantees by the Issuer's subsidiary of obligations under such notes; and shares of common stock issuable upon conversion of the notes as payment of accrued interest, make-whole payments and certain fundamental changes. | 2018-05-10 | $15,000,000 | $15,000,000 | $0 | 2 |