AKORN INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-10: Reporting owner KAPOOR JOHN N; Form 4; Security Warrant (right to buy common stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-04-10: Reporting owner KAPOOR JOHN N; Form 4; Security Warrant (right to buy common stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-04-10: Reporting owner KAPOOR JOHN N; Form 4; Security Warrant (right to buy common stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-04-10: Reporting owner KAPOOR JOHN N; Form 4; Security Warrant (right to buy common stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-10 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrant (right to buy common stock) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −1,939,639 0 owned after | $1.11 exercise price | 2014-04-11 | |
| 2014-04-10 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrant (right to buy common stock) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −1,501,933 0 owned after | $1.11 exercise price | 2014-04-11 | |
| 2014-04-10 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrant (right to buy common stock) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −2,099,935 0 owned after | $1.16 exercise price | 2014-04-11 | |
| 2014-04-10 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrant (right to buy common stock) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −1,650,806 0 owned after | $1.16 exercise price | 2014-04-11 | |
| 2009-08-17 | KAPOOR JOHN N Director, 10% Owner | 4 | Common Stock Purchase Warrant (Right to Buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,650,806 1,650,806 owned after | $1.16 exercise price | 2009-08-19 | |
| 2009-08-17 | KAPOOR JOHN N Director, 10% Owner | 4 | Common Stock Purchase Warrant (Right to Buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +2,099,935 2,099,935 owned after | $1.16 exercise price | 2009-08-19 | |
| 2009-04-15 | KAPOOR JOHN N Director, 10% Owner | 4 | Common Stock Purchase Warrant (Right to Buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,501,933 1,501,933 owned after | $1.11 exercise price | 2009-04-17 | |
| 2009-04-13 | KAPOOR JOHN N Director, 10% Owner | 4 | Common Stock Purchase Warrant (Right to Buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,939,639 1,939,639 owned after | $1.11 exercise price | 2009-04-15 | |
| 2006-11-15 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,000,000 0 owned after | $2.85 exercise price | 2006-11-17 | |
| 2006-11-15 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −667,000 0 owned after | $2.25 exercise price | 2006-11-17 | |
| 2006-09-15 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,578,333 0 owned after | $1.00 exercise price | 2006-09-19 | |
| 2006-09-15 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −211,714 0 owned after | $1.10 exercise price | 2006-09-19 | |
| 2006-09-15 | KAPOOR JOHN N Director, 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −880,000 0 owned after | $1.10 exercise price | 2006-09-19 | |
| 2006-09-15 | Alam Abu S Officer (Sr. VP, New Bus Development) | 4 | Series A Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −8,333 0 owned after | $1.00 exercise price | 2006-09-19 | |
| 2006-09-13 | Sabat John R Officer (Sr VP, National Accounts) | 4 | Series A Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −33,333 0 owned after | $1.00 exercise price | 2006-09-15 | |
| 2006-09-11 | TREPPEL JERRY Director | 4 | Series A Warrants Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −83,334 0 owned after | $1.00 exercise price | 2006-09-13 | |
| 2006-09-11 | TREPPEL JERRY Director | 4 | Series A Warrants Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −83,333 0 owned after | $1.00 exercise price | 2006-09-13 |