AKORN INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-01-13: Reporting owner TREPPEL JERRY; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2006-01-13: Reporting owner Sabat John R; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2006-01-13: Reporting owner Alam Abu S; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2006-01-13: Reporting owner WANEY JUDITH DIANE | WANEY ARJUN C; Form 4; Security Series A Preferred; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-01-13 | TREPPEL JERRY Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | $0.75 exercise price | 2006-02-13 | ||
| 2006-01-13 | Sabat John R Officer (Sr VP, National Accounts) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | $0.75 exercise price | 2006-01-18 | ||
| 2006-01-13 | Alam Abu S Officer (Sr. VP, New Bus Development) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | $0.75 exercise price | 2006-01-18 | ||
| 2006-01-13 | WANEY JUDITH DIANE | WANEY ARJUN C 10% Owner | 10% Owner | 4 | Series A Preferred Derivative · Direct · (m) | C Conversion of derivative security | 0 owned after | $0.75 | 2006-01-18 | |
| 2006-01-13 | WANEY JUDITH DIANE | WANEY ARJUN C 10% Owner | 10% Owner | 4 | Series A Preferred Derivative · Indirect · (m) | C Conversion of derivative security | 0 owned after | $0.75 | 2006-01-18 | |
| 2006-01-13 | KAPOOR JOHN N Director, 10% Owner | 4 | Series A 6.0% Participating Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −107,350 0 owned after | $0.75 exercise price | 2006-01-18 | |
| 2005-12-31 | TREPPEL JERRY Director | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-02-13 | ||
| 2005-12-31 | Sabat John R Officer (Sr VP, National Accounts) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2005-12-31 | Alam Abu S Officer (Sr. VP, New Bus Development) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2005-09-30 | TREPPEL JERRY Director | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-02-13 | ||
| 2005-09-30 | Sabat John R Officer (Sr VP, National Accounts) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2005-09-30 | Alam Abu S Officer (Sr. VP, New Bus Development) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2005-06-30 | TREPPEL JERRY Director | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-02-13 | ||
| 2005-06-30 | Sabat John R Officer (Sr VP, National Accounts) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2005-06-30 | Alam Abu S Officer (Sr. VP, New Bus Development) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2005-03-31 | TREPPEL JERRY Director | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $0.75 exercise price | 2006-02-13 | |
| 2005-03-31 | Sabat John R Officer (Sr VP, National Accounts) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2005-03-31 | Alam Abu S Officer (Sr. VP, New Bus Development) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.75 exercise price | 2006-01-18 | ||
| 2004-12-31 | Sabat John R Officer (Sr VP, National Accounts) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $0.75 exercise price | 2006-01-18 | |
| 2004-12-31 | Alam Abu S Officer (Sr. VP, New Bus Development) | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $0.75 exercise price | 2006-01-18 |