AERKOMM INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-29: Reporting owner Lim Colin; Form 5; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-29: Reporting owner Choy Raymond; Form 5; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-29: Reporting owner Busuttil James J.; Form 5; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-07-02: Reporting owner Wun Jeffrey; Form 5; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-29 | Lim Colin Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 32,000 owned after | $9.00 exercise price | 2020-02-14 | |
| 2019-12-29 | Choy Raymond Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 20,000 owned after | $9.00 exercise price | 2020-02-14 | |
| 2019-12-29 | Busuttil James J. Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 20,000 owned after | $9.00 exercise price | 2020-02-14 | |
| 2019-07-02 | Wun Jeffrey Director, Officer (CEO, President and Chairman), 10% Owner | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 9,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2019-07-02 | Lin Jan-Yuan Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 9,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2019-07-02 | Lim Colin Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 28,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2019-07-02 | Kuo Yuyun Tristan Officer (Chief Financial Officer) | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 180,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2019-07-02 | Hsu Chih-Ming Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2019-07-02 | Choy Raymond Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 16,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2019-07-02 | Busuttil James J. Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 16,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2019-07-02 | Akumiah Richmond Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 12,000 owned after | $3.96 exercise price | 2020-02-14 | |
| 2018-12-29 | Lim Colin Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 20,000 owned after | $13.95 exercise price | 2020-02-14 | |
| 2018-12-29 | Choy Raymond Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 8,000 owned after | $13.95 exercise price | 2020-02-14 | |
| 2018-12-29 | Busuttil James J. Director | 5 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 8,000 owned after | $13.95 exercise price | 2020-02-14 | |
| 2018-11-14 holding as of filing | Akumiah Richmond Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.09 exercise price | 2018-11-14 | ||
| 2018-04-19 holding as of filing | Wun Jeffrey Director, Officer (CEO, President and Chairman), 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.50 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Lin Jan-Yuan Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.05 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Lim Colin Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.67 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Lim Colin Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Kuo Yuyun Tristan Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.50 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Choy Raymond Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Busuttil James J. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2018-04-19 |