AERKOMM INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-01-03: Reporting owner Yau Leroy; Form 3; Security Convertible Bond; Transaction Holding.
- 2023-01-03: Reporting owner World Praise Ltd; Form 3; Security Convertible Bond; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-01-03 holding as of filing | Yau Leroy 10% Owner | 3 | Convertible Bond Derivative · Indirect · See Footnote | Holding | $6.00 exercise price | 2023-01-03 | ||
| 2023-01-03 holding as of filing | World Praise Ltd 10% Owner | 3 | Convertible Bond Derivative · Direct | Holding | $6.00 exercise price | 2023-01-03 |