ADVISORY BOARD CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-23: Reporting owner WILLIAMS FRANK J; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-22: Reporting owner Kirshbaum Michael T; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-22: Reporting owner FELSENTHAL DAVID L; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-22: Reporting owner SCHWARTZ RICHARD A; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-23 | WILLIAMS FRANK J Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 45,000 owned after | $39.45 exercise price | 2011-12-27 | |
| 2011-12-22 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 5,500 owned after | $39.45 exercise price | 2011-12-27 | |
| 2011-12-22 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 13,500 owned after | $39.45 exercise price | 2011-12-27 | |
| 2011-12-22 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,875 11,500 owned after | $39.45 exercise price | 2011-12-27 | |
| 2011-12-22 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,500 owned after | $39.45 exercise price | 2011-12-27 | |
| 2011-12-22 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −719 2,874 owned after | $39.45 exercise price | 2011-12-27 | |
| 2011-12-12 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 38,000 owned after | $18.52 exercise price | 2011-12-14 | |
| 2011-12-12 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,000 owned after | $40.50 exercise price | 2011-12-14 | |
| 2011-12-09 | WILLIAMS FRANK J Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 56,250 owned after | $39.45 exercise price | 2011-12-13 | |
| 2011-12-07 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $39.45 exercise price | 2011-12-08 | |
| 2011-12-07 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 16,875 owned after | $39.45 exercise price | 2011-12-08 | |
| 2011-12-07 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 6,875 owned after | $39.45 exercise price | 2011-12-08 | |
| 2011-12-07 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,875 14,375 owned after | $39.45 exercise price | 2011-12-08 | |
| 2011-12-07 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −719 3,593 owned after | $39.45 exercise price | 2011-12-08 | |
| 2011-11-25 | WILLIAMS FRANK J Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 67,500 owned after | $39.45 exercise price | 2011-11-28 | |
| 2011-11-22 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 8,250 owned after | $39.45 exercise price | 2011-11-23 | |
| 2011-11-22 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,875 17,250 owned after | $39.45 exercise price | 2011-11-23 | |
| 2011-11-22 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −719 4,312 owned after | $39.45 exercise price | 2011-11-23 | |
| 2011-11-22 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $39.45 exercise price | 2011-11-23 | |
| 2011-11-22 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 20,250 owned after | $39.45 exercise price | 2011-11-23 | |
| 2011-11-11 | SHAPIRO LEON Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $44.76 exercise price | 2011-11-14 | |
| 2011-11-10 | SHAPIRO LEON Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,745 5,255 owned after | $18.52 exercise price | 2011-11-14 | |
| 2011-11-10 | WILLIAMS FRANK J Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 78,750 owned after | $39.45 exercise price | 2011-11-14 | |
| 2011-11-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 45,000 owned after | $18.52 exercise price | 2011-11-14 | |
| 2011-11-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 1,000 owned after | $39.45 exercise price | 2011-11-14 | |
| 2011-11-08 | Farber Evan R Officer (General Counsel) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 1,800 owned after | $33.16 exercise price | 2011-11-09 | |
| 2011-11-07 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,875 9,625 owned after | $39.45 exercise price | 2011-11-09 | |
| 2011-11-07 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −719 5,031 owned after | $39.45 exercise price | 2011-11-09 | |
| 2011-11-07 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 9,625 owned after | $39.45 exercise price | 2011-11-09 | |
| 2011-11-07 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 23,625 owned after | $39.45 exercise price | 2011-11-09 | |
| 2011-11-07 | Miller Cormac F Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $39.45 exercise price | 2011-11-09 | |
| 2011-10-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 50,000 owned after | $18.52 exercise price | 2011-10-12 | |
| 2011-10-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,000 owned after | $39.45 exercise price | 2011-10-12 | |
| 2011-09-12 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 55,000 owned after | $18.52 exercise price | 2011-09-13 | |
| 2011-09-12 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 5,000 owned after | $39.45 exercise price | 2011-09-13 | |
| 2011-08-31 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,750 5,750 owned after | $39.45 exercise price | 2011-09-01 | |
| 2011-08-22 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 10,500 owned after | $18.52 exercise price | 2011-08-22 | |
| 2011-07-20 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,187 11,502 owned after | $18.52 exercise price | 2011-07-21 | |
| 2011-07-20 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 11,375 owned after | $18.52 exercise price | 2011-07-21 | |
| 2011-06-20 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,187 18,689 owned after | $18.52 exercise price | 2011-06-21 | |
| 2011-06-20 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 12,250 owned after | $18.52 exercise price | 2011-06-21 | |
| 2011-05-20 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,187 25,876 owned after | $18.52 exercise price | 2011-05-23 | |
| 2011-05-20 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 13,125 owned after | $18.52 exercise price | 2011-05-23 | |
| 2011-05-19 | Farber Evan R Officer (General Counsel) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 1,000 owned after | $18.52 exercise price | 2011-05-23 | |
| 2011-04-20 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 14,000 owned after | $18.52 exercise price | 2011-04-21 | |
| 2011-04-20 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,187 33,063 owned after | $18.52 exercise price | 2011-04-21 | |
| 2011-04-15 | WILLIAMS FRANK J Director, Officer (Executive Chairman) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,458 9,458 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,686 5,686 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | VAN HOOSE MARY Officer (Chief Talent Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,686 5,686 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,686 5,686 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,686 5,686 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,188 7,188 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,110 22,110 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,110 22,110 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Miller Cormac F Officer (Executive Director) | 4 | Common Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,686 5,686 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Miller Cormac F Officer (Executive Director) | 4 | Common Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,686 5,686 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,002 6,002 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,002 6,002 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,108 16,108 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,108 16,108 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Farber Evan R Officer (General Counsel) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,790 3,790 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | Farber Evan R Officer (General Counsel) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,790 3,790 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | COULTER MARTIN D Officer (Executive Director) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,054 5,054 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-04-15 | COULTER MARTIN D Officer (Executive Director) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,054 5,054 owned after | $48.46 exercise price | 2011-04-19 | |
| 2011-03-21 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 14,875 owned after | $18.52 exercise price | 2011-03-23 | |
| 2011-03-21 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,266 40,250 owned after | $18.52 exercise price | 2011-03-23 | |
| 2011-02-22 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 15,750 owned after | $18.52 exercise price | 2011-02-24 | |
| 2011-02-22 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,212 42,516 owned after | $18.52 exercise price | 2011-02-24 | |
| 2011-02-16 | SCHIRMEIER SCOTT A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 11,500 owned after | $39.45 exercise price | 2011-02-17 | |
| 2011-02-16 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,300 2,500 owned after | $34.81 exercise price | 2011-02-17 | |
| 2011-02-15 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,200 18,800 owned after | $34.81 exercise price | 2011-02-17 | |
| 2011-02-15 | Miller Cormac F Officer (Executive Director) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,600 owned after | $18.52 exercise price | 2011-02-17 | |
| 2011-02-15 holding as of filing | Miller Cormac F Officer (Executive Director) | 3/A | Options to Purchase Common Stock Derivative · Indirect · By Spouse | Holding | $29.28 exercise price | 2011-02-15 | ||
| 2011-02-15 holding as of filing | Miller Cormac F Officer (Executive Director) | 3/A | Options to Purchase Common Stock Derivative · Indirect · By Spouse | Holding | $34.81 exercise price | 2011-02-15 | ||
| 2011-02-15 holding as of filing | Miller Cormac F Officer (Executive Director) | 3/A | Options to Purchase Common Stock Derivative · Indirect · By Spouse | Holding | $39.45 exercise price | 2011-02-15 | ||
| 2011-02-15 holding as of filing | Miller Cormac F Officer (Executive Director) | 3/A | Options to Purchase Common Stock Derivative · Indirect · By Spouse | Holding | $18.52 exercise price | 2011-02-15 | ||
| 2011-01-20 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 16,625 owned after | $18.52 exercise price | 2011-01-24 | |
| 2011-01-20 | FELSENTHAL DAVID L Officer (President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,212 48,728 owned after | $18.52 exercise price | 2011-01-24 | |
| 2011-01-10 | Musslewhite Robert W Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 60,000 owned after | $18.52 exercise price | 2011-01-12 |