ADVISORY BOARD CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-11: Reporting owner WILLIAMS FRANK J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-11: Reporting owner WILLIAMS FRANK J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-15: Reporting owner FELSENTHAL DAVID L; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-12: Reporting owner WILLIAMS FRANK J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-11 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,690 0 owned after | $19.00 exercise price | 2007-12-11 | |
| 2007-12-11 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −810 49,190 owned after | $32.40 exercise price | 2007-12-11 | |
| 2007-11-15 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,914 7,679 owned after | $7.13 exercise price | 2007-11-21 | |
| 2007-11-12 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 16,690 owned after | $19.00 exercise price | 2007-11-13 | |
| 2007-11-06 | KINDICK KELT Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,208 0 owned after | $19.00 exercise price | 2007-11-13 | |
| 2007-11-06 | KINDICK KELT Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $29.77 exercise price | 2007-11-13 | |
| 2007-10-25 | Farber Evan R Officer (General Counsel) | 4 | Option to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $60.60 exercise price | 2007-10-26 | |
| 2007-10-11 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 534,190 owned after | $19.00 exercise price | 2007-10-12 | |
| 2007-09-11 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,190 547,000 owned after | $7.13 exercise price | 2007-09-12 | |
| 2007-09-11 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,310 533,690 owned after | $19.00 exercise price | 2007-09-12 | |
| 2007-08-31 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −945 18,610 owned after | $11.88 exercise price | 2007-09-04 | |
| 2007-08-15 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,914 178,882 owned after | $7.13 exercise price | 2007-08-15 | |
| 2007-08-10 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 551,190 owned after | $7.13 exercise price | 2007-08-14 | |
| 2007-08-09 | SHAPIRO LEON Director | 4 | Director options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,416 owned after | $34.98 exercise price | 2007-08-10 | |
| 2007-07-10 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 586,690 owned after | $7.13 exercise price | 2007-07-10 | |
| 2007-06-05 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 604,190 owned after | $7.13 exercise price | 2007-06-06 | |
| 2007-06-04 | FASSBACH SCOTT Officer (Chief Research Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,500 68,700 owned after | $34.81 exercise price | 2007-06-04 | |
| 2007-06-04 | FASSBACH SCOTT Officer (Chief Research Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,264 68,700 owned after | $32.40 exercise price | 2007-06-04 | |
| 2007-05-30 | ZUMWALT LEANNE M Director | 4 | Director options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 75,416 owned after | $19.00 exercise price | 2007-06-01 | |
| 2007-05-30 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −945 19,555 owned after | $11.88 exercise price | 2007-06-01 | |
| 2007-05-15 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,789 190,796 owned after | $7.13 exercise price | 2007-05-16 | |
| 2007-04-16 | FASSBACH SCOTT Officer (Chief Research Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −755 84,762 owned after | $32.40 exercise price | 2007-04-18 | |
| 2007-03-23 | FASSBACH SCOTT Officer (Chief Research Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 84,919 owned after | $32.40 exercise price | 2007-03-23 | |
| 2007-03-22 | FASSBACH SCOTT Officer (Chief Research Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,081 86,519 owned after | $32.40 exercise price | 2007-03-23 | |
| 2007-03-21 | FASSBACH SCOTT Officer (Chief Research Officer) | 4 | employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 87,600 owned after | $32.40 exercise price | 2007-03-23 | |
| 2007-03-06 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 190,796 owned after | $51.56 exercise price | 2007-03-14 | |
| 2007-03-06 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,375 85,375 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,125 98,500 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | SCHIRMEIER SCOTT A Officer (Chief Marketing Officer) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,900 55,000 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | Musslewhite Robert W Officer (Executive Vice President) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,250 55,350 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | Musslewhite Robert W Officer (Executive Vice President) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,250 67,600 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,350 53,576 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | Kirshbaum Michael T Officer (Chief Financial Officer) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,350 60,926 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 175,796 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 190,796 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | FASSBACH SCOTT Officer (Chief Research Officer) | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,100 94,200 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | ZUMWALT LEANNE M Director | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 90,416 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | SHAPIRO LEON Director | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 60,416 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | Neaman Mark R Director | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 60,416 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | KINDICK KELT Director | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 145,208 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-03-06 | CASPER MARC N Director | 4 | Options to purchase common stock, par value $0.01 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 80,416 owned after | $51.56 exercise price | 2007-03-08 | |
| 2007-02-21 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 621,690 owned after | $7.13 exercise price | 2007-02-22 | |
| 2007-02-20 | SCHWARTZ RICHARD A Officer (Executive Vice President) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,263 81,000 owned after | $19.00 exercise price | 2007-02-22 | |
| 2007-02-16 holding as of filing | Musslewhite Robert W Officer (Executive Vice President) | 3 | Options to purchase common stock Derivative · Direct | Holding | $34.44 exercise price | 2007-02-16 | ||
| 2007-02-16 holding as of filing | Musslewhite Robert W Officer (Executive Vice President) | 3 | Options to purchase common stock Derivative · Direct | Holding | $34.44 exercise price | 2007-02-16 | ||
| 2007-02-16 holding as of filing | Musslewhite Robert W Officer (Executive Vice President) | 3 | Options to purchase common stock Derivative · Direct | Holding | $35.06 exercise price | 2007-02-16 | ||
| 2007-02-16 holding as of filing | Musslewhite Robert W Officer (Executive Vice President) | 3 | Options to purchase common stock Derivative · Direct | Holding | $39.45 exercise price | 2007-02-16 | ||
| 2007-02-16 holding as of filing | Musslewhite Robert W Officer (Executive Vice President) | 3 | Options to purchase common stock Derivative · Direct | Holding | $40.50 exercise price | 2007-02-16 | ||
| 2007-02-16 holding as of filing | Musslewhite Robert W Officer (Executive Vice President) | 3 | Options to purchase common stock Derivative · Direct | Holding | $53.72 exercise price | 2007-02-16 | ||
| 2007-02-15 | SCHIRMEIER SCOTT A Officer (Chief Marketing Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 61,100 owned after | $32.40 exercise price | 2007-02-16 | |
| 2007-02-15 | SCHIRMEIER SCOTT A Officer (Chief Marketing Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 50,100 owned after | $34.81 exercise price | 2007-02-16 | |
| 2007-02-15 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,329 167,381 owned after | $7.13 exercise price | 2007-02-16 | |
| 2007-02-15 | FELSENTHAL DAVID L Officer (Chief Operating Officer) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,585 160,796 owned after | $7.13 exercise price | 2007-02-16 | |
| 2007-02-12 | SCHIRMEIER SCOTT A Officer (General Manager, Sales/Mkting) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 73,100 owned after | $19.00 exercise price | 2007-02-14 | |
| 2007-02-02 | GRUA PETER J Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $55.81 exercise price | 2007-02-06 | |
| 2007-01-03 | WILLIAMS FRANK J Director, Officer (Chairman and CEO) | 4 | Employee options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 639,190 owned after | $7.13 exercise price | 2007-01-05 |